If you’ve suffered losses from structured products that you’ve invested in due to your financial advisor’s negligence, you may be able to recover losses. Whether your advisor made a poor judgment or provided you with misinformation, an attorney may be able to help.
An investment loss recovery lawyer can help determine if you can recover losses. Read on to learn more about recovering losses from investing in structured products.
What are Structured Products in the Investment Industry?
Structured products are pre-packaged investments that help investors gain exposure to other areas and outcomes of the financial market. These products are usually combined with different aspects of investing, such as bonds and interest rates.Â
There are several risks associated with structured products; for example, the pricing and total profits aren’t transparent.Â
Structured products can be a very risky investment, and their rules are often difficult for the average investor to understand. Common names for structured products include:
- Principal-protected notes
- Reverse-convertibles
- Convertible-notes
- Buffered notes
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When Can You Recover Losses From Investing in Structured Products?
Recovering losses from structured investments depends on your financial advisor being negligent and misleading you. How Can Your Financial Advisor Be Negligent?
You may be wondering how your advisor, who led you to invest in structured products, could be responsible for the losses you’ve suffered. The most common way advisors are negligent concerning structured products is by providing misleading or inaccurate information.Â
Your advisor may have purposefully encouraged you to invest in a structured product to gain a profit, or they may not have known the risks. Another negligent act could be recommending a structured product for your portfolio when it doesn’t match your portfolio goals.
The team at Meyer Wilson Werning can help you recover losses from investing in structured products if any of these situations apply to you. You have a right to file a claim through FINRA arbitration.
How Can a Securities Lawyer Help You Recover Losses From Investing in Structured Products?
Our securities lawyers are ready to help you recover losses from investing in structured products. Our team is prepared to help you through the legal process and answer any questions you may have. We can help you:
Identify Negligent Advisor Practices
Our team will investigate your financial advisor’s history and their practices to determine if they were negligent in your case. We will examine whether the advisor was working in your interest or if they breached their fiduciary duty, if they had one.
Another way we can determine whether your advisor was negligent is by reviewing whether the firm that they were working for supervised them properly. If there is negligence on the firm’s part, you may be able to hold both parties responsible.
File a Claim Through the FINRA Arbitration Process
An arbitration claim is a faster alternative to the traditional litigation process in a regular lawsuit. To file a claim through FINRA’s arbitration process, you will need to submit a statement of claim. This document includes the following information:
- Your name
- The names of the parties you’re filing against
- Information about why you’re filing a claim
- Dates involved in the dispute
- Type of compensation or benefit you are seeking
The arbitrators chosen will exchange information with the opposing parties. After the evidence has been considered, the arbitrators will determine whether the advisor must pay a fee for their misconduct toward you.Â
If so, the advisor will need to make the payment within 30 days. Our team is ready to help you recover the losses from investing in structured products.
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What Losses Can You Recover After Losing Money?
When you invest in a structured product, you’re paying a principal amount and possibly several other fees that you don’t know the value of.
While every case is different, these are the general losses that you can recover. Our team understands that recovering losses from investing in structured products can be confusing, but we are ready to help you.
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Learn More About Recovering Losses From Investing in Structured Products Today
You’ve invested in structured products, but now you’ve suffered severe losses due to a negligent financial advisor. At Meyer Wilson Werning, our team can help you get back on track with your investments after you’ve been taken advantage of.Â
Contact us for a free consultation to learn more about recovering losses from investing in structured products.
Recovering Losses Caused by Investment Misconduct.