Suffering losses in your investment portfolio can be devastating. If you are worried about your financial security, seek legal representation. An investment fraud lawyer serving San Mateo, CA, will review your options and protect your well-being.
At Meyer Wilson, we have over 75 years of combined experience fighting alongside investors. During our legal practice, we have won over $350,000,000 for our clients. Our legal team of California investment fraud lawyers will help you recover your losses. Call us today to start planning an effective strategy.
Was I a Victim of Investment Fraud?
This type of white-collar crime refers to an illegal activity designed to deceive investors and manipulate financial transactions for the personal gain of fraudsters. Investment fraud (also known as securities fraud) can occur under many circumstances, including when you trust an unsuitable financial adviser with your life savings.
Determining whether you were a victim of investment fraud involves carefully examining your experience. Review the details of your investment transactions, the promises made by your advisers, and any suspicious activities that may have taken place.
Look for red flags such as:
- Guaranteed high returns
- Overly complex investment strategies
- Pressure to invest quickly
- Lack of transparency
- Unregistered or unlicensed individuals or firms
If you believe you have encountered these warning signs, seek legal advice and report the situation to the appropriate regulatory authorities. Investment fraud can take many forms, and seeking professional assistance helps determine the validity of your concerns.
We Have Recovered Over
$350 Million for Our Clients Nationwide.
Common Investment Misconduct Claims We Handle
Securities fraud refers to the deceptive or fraudulent practices related to the buying, selling, or trading securities in financial markets. This involves assets such as stocks, bonds, options, and other categories.
Our investment fraud attorneys serving San Mateo represented a diverse portfolio of investment fraud cases. This experience has equipped us with a deep understanding of the intricate nuances that investment fraud schemes encompass.
Common types of investment fraud include:
- Churning: It involves a broker or financial adviser excessively trading securities in a customer’s account primarily to generate excessive commissions and fees for themselves rather than benefiting the investor.
- Asset allocation and failing to diversify: Asset allocation is a fundamental strategy in investment management that involves dividing an investment portfolio among different asset classes. On the other hand, failing to diversify is a common mistake that can lead to significant investment losses.
- Lack of supervision: This refers to the failure of financial institutions, brokerage firms, or investment advisers to oversee the actions of their employees and agents properly.
- Misrepresenting facts: Individuals or entities deliberately provide false, incomplete, or misleading information to induce investors to make financial decisions based on inaccurate premises.
- Unauthorized trading: A broker or financial adviser executes trades in a customer’s account without authorization or consent. This deceptive practice violates the fundamental principle of agency and trust, as brokers are legally required to obtain explicit permission from clients before making any transactions on their behalf.
- Negligence: It involves the breach of their responsibility to provide beneficial advice, disclose relevant information, and act in the best interests of their clients. While negligence might not always involve deliberate deception, it can still result in substantial financial losses for investors.
We Represent San Mateo Investors in Securities Arbitration and Litigation
After experiencing significant losses in your portfolio, you may feel overwhelmed and uncertain about the best course of action. The knowledgeable team of securities fraud lawyers at Meyer Wilson will provide compassionate legal assistance during this challenging time.
We understand the emotional toll that investment fraud can take, and we are dedicated to helping you navigate the legal complexities while seeking justice and financial recovery. Let us help you regain control of your financial future and move forward with confidence.
This is a dispute resolution process provided by the Financial Industry Regulatory Authority (FINRA), a self-regulatory organization overseeing the securities industry in the United States. This alternative dispute resolution method offers an efficient and cost-effective way to settle disagreements without resorting to traditional court litigation.
Parties involved in securities, investments, or financial transaction disputes can present their cases before a panel of impartial arbitrators. The decisions reached through FINRA Arbitration are binding and enforceable, ensuring that all parties involved have a fair opportunity to present their arguments and reach a resolution in an impartial environment.
While most cases are resolved through FINRA arbitration, investors also have a second safety net offered by securities litigation, in certain circumstances.. This refers to the legal process of resolving disputes and seeking remedies for violations and misconduct within securities and investments.
An experienced securities fraud attorney provides invaluable guidance and representation throughout your legal journey. If your case ends in court, your lawyer will protect your rights and represent your interests.
Our lawyers are nationwide leaders in investment fraud cases.
Call Our Experienced Investment Fraud Lawyers Serving San Mateo
If you fall victim to securities fraud, you may feel discouraged from taking action against those responsible for your losses. At Meyer Wilson, we want to empower you to take legal action and fight to protect your financial security.Our firm has a dedicated legal team and the resources needed to tip the scale in your favor.
Our track record of success showcases our commitment to fighting for your financial well-being. Contact us today to discuss your case.
Recovering Losses Caused by Investment Misconduct.