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Industry News & Information

Part of what makes Meyer Wilson so unique is that we do not spread our resources thin over many different legal practice areas; nor do we take on a large caseload of investor claims cases. Investment and securities arbitrations and lawsuits require a deep understanding of the securities industry and tremendous attention to detail.

Did Christopher Cavallaro Recommend to You Oil & Gas Investments?
03/09/2023

LPL Financial LLC Broker Accused of Making Unsuitable Recommendations LPL Financial LLC broker Christopher Cavallaro has been accused of making unsuitable oil & gas investment recommendations to multiple customers. In addition to the three pendin ...

Broker Daniel Beech Investigated for Several Customer Disputes
02/27/2023

Allegations of Unsuitability Related to Selling of GWG L Bonds FIled by Multiple Clients Daniel Keith Beech, a previously registered representative of Western International Securities, is facing multiple accusations of wrongdoing. The broker currentl ...

Broker James Brown of Edward Jones Investments Investigated for FINRA Violation
02/24/2023

Customer Dispute Settled for Over $12K Despite being in a fiduciary position, many brokers and investment advisers end up committing fraud, negligence, or another form of wrongdoing. Broker misconduct and investment fraud can result in substantial lo ...

Broker Brian Clark Investigated for Fraud, Unauthorized Trading, & More
02/22/2023

Did You Suffer Losses After Investing with Brian Clark? Brian Patrick Clark, a registered broker with Cadaret, Grant & Co., Inc., has been accused of misconduct and investment fraud by multiple customers. Allegations include unauthorized and exce ...

Meyer Wilson Investigates Broker Stuart Pearl
02/20/2023

Former Ameriprise Broker Facing Multiple Accusations of Wrongdoing Stuart L. Pearl (Stu Pearl) is a previously registered broker facing multiple accusations of misconduct. Allegations against Pearl include that he engaged in unauthorized trading and ...

Broker Alexander Arango Allegedly Sold Unsuitable Investments
02/17/2023

Former LPL Financial Broker Accused of Wrongdoing Former LPL Financial LLC broker and investment adviser Alexander Arango.(Alexander Arango Burkatskaya) is the subject of multiple customer disputes. Many of the allegations involve unsuitable investme ...

Broker Dennis Thurman Investigated for Selling GWG L Bonds
02/15/2023

Did You Suffer Losses After Investing in GWG L Bonds with Thurman or Another Broker? Dennis Patrick Thurman, a registered broker and investment adviser with Arete Wealth Management, LLC is currently being investigated for his recommendation and sale ...

Meyer Wilson Investigates Bernard Adair for Unsuitable Investment Recommendations
02/08/2023

Multiple Customer Disputes Settled Against Merrill Lynch Broker Several customer disputes have been settled against Merrill Lynch broker Bernard George Adair. A current dispute alleges that the broker misappropriated funds, made material misrepresent ...

William Burks Investigated for Over $415,000 in Client Damages
02/06/2023

Centaurus Financial Broker Accused of Misconduct Registered broker and investment adviser William Charles Burks II (Bill Burks II) has again been accused of wrongdoing. A pending dispute against the broker alleges that he made unsuitable recommendati ...

Broker Richard Crabtree Barred by SEC for Defrauding Client
02/06/2023

Former Merrill Lynch Broker Accused of Misallocating Funds, Making Misrepresentations, and Unsuitable Recommendations The United States Securities and Exchange Commission (SEC) has issued an order barring Richard Michael Crabtree from acting as a bro ...

Did You Sustain Losses After Investing with Richard Belz?
02/01/2023

R.F. Lafferty & Co. Broker Accused of Wrongdoing Registered broker Richard John Belz has been accused of wrongdoing. According to multiple customer disputes, allegations by investors include that Belz was churning investments, making unsuitable r ...

Broker Patrick Thayer Under Regulatory Suspension After Allegations of Stealing Client's Funds
01/12/2023

Previously Registered LPL Financial and Parkland Securities Broker Accused of Misappropriating Client Funds Previously registered broker Patrick Noel Thayer has been suspended by the Financial Industry Regulatory Authority (FINRA) after allegations t ...

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The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
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