Call Now For a Free Consultation:
(614) 532-4576
Nationwide Representation

Industry News & Information

Part of what makes Meyer Wilson so unique is that we do not spread our resources thin over many different legal practice areas; nor do we take on a large caseload of investor claims cases. Investment and securities arbitrations and lawsuits require a deep understanding of the securities industry and tremendous attention to detail.

SEC Charges 11 Wall Street Firms with $289 Million in Penalties for Failing to Supervise Client Texts

The Securities and Exchange Commission (SEC) charged 11 Wall Street firms with widespread and long-standing failures related to maintaining and preserving electronic communications. These firms, including well-known names like Wells Fargo Securities, ...

Meyer Wilson Investigates Investment Adviser John Woods for “Horizon Private Equity” Ponzi Scheme

John Woods (CRD # 1949233) is a former investment adviser with Southport Capital and Oppenheimer & Co. Inc. Woods has been accused by federal regulators with engaging in a ponzi scheme, called “Horizon Private Equity,” that took $110M from 40 ...

Meyer Wilson Investigates Investment Adviser Jeffrey Lewis Gitterman for Unsuitable Investment Recommendations

Jeffrey Lewis Gitterman (CRD # 1910332) is an investment adviser with Vanderbilt Securities, LLC. He was formerly a broker and investment adviser with Triad Advisors, Inc. Gitterman has been the subject of eight customer disputes since 2019. Many of ...

Meyer Wilson Principal Courtney Werning’s Leadership Recognized with Appointment to FINRA’s National Arbitration and Mediation Committee

Meyer Wilson is proud to announce that Courtney Werning has been appointed to FINRA’s National Arbitration and Mediation Committee (“NAMC”).  NAMC is comprised of 13 members, appointed by FINRA, from across the country who have the authority t ...

Did Douglas Solinsky Excessively Trade in Your Account?

Douglas Blake Solinsky (CRD # 4715268) is a suspended New York-based broker employed by Kingswood Capital Partners, LLC. Solinsky has 19 years of experience in the securities industry and has worked for seven firms, including a 10-year stint at Newbr ...

Did Brian Sterz Overconcentrate Your Account?

Brian Michael Sterz (CRD # 5333667) is a California-based investment adviser who was permitted to resign from B-Riley Wealth Management, in 2021, for failing to follow firm policies and procedures. Complaints Against Brian Michael Sterz Since 2021, S ...

Did You Suffer Losses After Investing in GWG L Bonds with Anthony John Pitta or Another Broker?

Anthony John Pitta (CRD #1958029), a New York-based registered broker and investment adviser with Capital Investment Group, INC. is currently being investigated for his recommendation and sale of GWG L Bonds. Investors who lost money in the GWG L Bon ...

Did Jeremy Jacobson Make Unauthorized trades in Your Account?

Jeremy Jefferson Jacobson (CRD #4437801) is a Louisiana and Alabama-based broker who has been suspended by FINRA for making unauthorized trades in his customers’ accounts. He currently works with Topaz Asset Management but worked for LPL Financial ...

Did Christopher Cavallaro Recommend to You Oil & Gas Investments?

LPL Financial LLC Broker Accused of Making Unsuitable Recommendations LPL Financial LLC broker Christopher Cavallaro has been accused of making unsuitable oil & gas investment recommendations to multiple customers. In addition to the three pendin ...

Broker Daniel Beech Investigated for Several Customer Disputes

Allegations of Unsuitability Related to Selling of GWG L Bonds FIled by Multiple Clients Daniel Keith Beech, a previously registered representative of Western International Securities, is facing multiple accusations of wrongdoing. The broker currentl ...

Broker James Brown of Edward Jones Investments Investigated for FINRA Violation

Customer Dispute Settled for Over $12K Despite being in a fiduciary position, many brokers and investment advisers end up committing fraud, negligence, or another form of wrongdoing. Broker misconduct and investment fraud can result in substantial lo ...

Broker Brian Clark Investigated for Fraud, Unauthorized Trading, & More

Did You Suffer Losses After Investing with Brian Clark? Brian Patrick Clark, a registered broker with Cadaret, Grant & Co., Inc., has been accused of misconduct and investment fraud by multiple customers. Allegations include unauthorized and exce ...

1 2 3 80
Consult with Our Legal Team
There is never a cost associated with a consultation
Atlanta Office

945 East Paces Ferry Road, Suite 2275
Atlanta, GA 30326
Columbus Office

305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
Quick Links
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
Read More
chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram