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Brokerage Firms

The team at Meyer Wilson diligently investigates potential claims against financial advisors and investment advisers for allegations of misconduct by the investing public and securities regulators. Many disclosures that are reflected on the public databases of FINRA and the SEC include allegations of unsuitable investment recommendations, unauthorized trading, misrepresentations, and more. These public disclosures are important to help investors make informed decisions about the financial professionals they choose to trust with their savings.

If you have any questions about your investment losses, give us a call. Our case consultations are free, and we can help determine whether your investment losses were the result of normal market forces or misconduct by Wall Street.

For The Advocacy You Deserve Contact Us Today!
We’ll respond and let you know the best way to proceed with your case.

Gina Adly

Employers: MML Investor Services, LLC & NYLIFE Securities LLC
Allegations: Adly failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
Outcome: SUSPENDED

Patrick Carberry

Employers: AXA Advisors, LLC & NYLife Securities LLC
Allegations: Carberry failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
Outcome: SUSPENDED

Roy Cederfranco

Employers: Morgan Stanley & Citigroup Global Markets Inc.
Allegations: Cederfranco failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
Outcome: SUSPENDED

Michael Gopie

Employers: AXA Advisors, LLC & Merrill Lynch, Pierce, Fenner & Smith Inc
Allegations: Gopie was discharged after inconsistencies were found on insurance applications.
Outcome: TERMINATED & SUSPENDED

Gaetano Magarelli

Employers: Newbridge Securities Corp & Ameriprise Financial Services, Inc.
Allegations: Magarelli failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
Outcome: SUSPENDED

Nathaniel Eklund

Employers: J.P. Morgan Securities LLC & Geneos Wealth Management, Inc.
Allegations: Euan was found to have Misappropriated funds.
Outcome: BARRED & TERMINATED

Rodney Repko

Employers: Lincoln Financial Advisors Corporation & Valic Financial Advisors, Inc.
Allegations: A client alleged the RR processed withdrawals from his variable annuity without his consent and harming the guarantees provided by the annuity.
Outcome: BARRED

George Stills, Jr.

Employers: Securian Financial Services, Inc. & AXA Advisors, LLC
Allegations: Misrepresentation and unsuitable recommendation involving use of IRA annuity proceeds to fund a life insurance policy.
Outcome: BARRED

Lorenzo Atkins

Employers: The Huntington Investment Company & Fifth Third Securities, Inc.
Allegations: Registered Representative (RR) failed to disclose three outside business activities, two of which were investment-related. In addition, Firm had concerns that RR engaged in cryptocurrency activity in contravention of Firm policy.
Outcome: BARRED & TERMINATED

Amanda Berry

Employers: MML Investors Services, LLC & NYLife Securities LLC
Allegations: Undisclosed outside business activities involving the comingling of customer funds in an account controlled by the registered representative.
Outcome: BARRED & TERMINATED

James Carpenter II

Employers: Simplified Wealth Management & LPL Financial LLC
Allegations: Carpenter failed to respond to FINRA request for information.
Outcome: SUSPENDED

Jinnie Chean

Employers: Allstate Financial Services, LLC
Allegations: Termination by parent property and casualty insurance company after allegations of using a personal email address to electronically sign documents for customer on a life insurance policy.
Outcome: BARRED & TERMINATED

Paul Furusho

Employers: AWA Capital, Inc & Comprehensive Asset Management & Servicing, Inc.
Allegations: Rep arranged a private loan between two individuals, the lender was a client of the firm.
Outcome: TERMINATED & SUSPENDED

Courtney Mahdak

Employers: Charles Schwab & Co., Inc.
Allegations: Allegations concerning Ms. Mahdak's transfers of funds with a former co-worker.
Outcome: BARRED & TERMINATED
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