Nationwide Securities Lawyer

If you have experienced investment losses exceeding $100,000 due to the misconduct or negligence of a stockbroker, investment advisor, or financial firm, and experienced Securities Lawyer at Meyer Wilson Werning is here to help. Our experienced nationwide securities lawyers are dedicated to protecting investors and holding negligent or fraudulent financial professionals accountable.

Since opening our doors in 1999, our team has secured over $350 million in compensation for our clients. Whether you are an individual investor, a retiree, or an institutional client, you can rely on our team to guide you.

Why Choose Our Nationwide Securities Law Firm?

Meyer Wilson Werning is committed to holding negligent and malicious fraudsters accountable for their actions. Some of the ways we set ourselves apart include:

• Decades of Experience – Our team has over 75 years of combined experience recovering losses for investors nationwide.
• No Upfront Fees – We work on a contingency fee basis, meaning you don’t pay unless we recover your losses.
• Personalized Legal Strategy – Every investor’s case is unique, and we tailor our approach to maximize your recovery.
• Nationwide Representation – No matter where you are, we can assist you in pursuing justice against brokers, financial advisors, and investment firms.
• Comprehensive Legal Support – Our nationwide securities lawyers handle every aspect of your case, from investigation to litigation or arbitration, ensuring you receive dedicated legal representation.

Claims Our Securities Lawyers Handle

Securities fraud can take many forms, and understanding the nature of your claim is crucial to building a strong case. Our nationwide securities lawyers represent investors in claims involving:

Stockbroker Misconduct

Stockbrokers and financial advisors have a duty to act in their client’s best interests. When they fail to do so, investors can suffer significant financial losses. Common types of stockbroker misconduct include:

• Unsuitable Investments – Recommending investments that do not align with an investor’s financial goals or risk tolerance.
• Excessive Trading (Churning) – Engaging in excessive buying and selling of securities to generate commissions.
• Misrepresentations and Omissions – Providing false or misleading information or failing to disclose critical risks associated with an investment.

Investment Fraud

Investment fraud schemes are designed to deceive investors and result in significant financial harm. Our securities lawyers handle cases involving:

• Ponzi Schemes – Fraudulent investment operations that use new investors’ funds to pay returns to earlier investors.Fraudulent Securities Offerings – Misleading investors about the value or legitimacy of an investment opportunity.
• Broker Theft – outright stealing from an investor’s account. 

Breach of Fiduciary Duty

Financial advisors and investment firms have a fiduciary duty to act in their client’s best interests. A breach of fiduciary duty occurs when:

• An advisor prioritizes their own financial interests over their clients.
• There is a failure to disclose conflicts of interest.
• Clients are encouraged to invest in products that generate high fees for the advisor but are unsuitable for the investor.

FINRA Arbitration

The Financial Industry Regulatory Authority (FINRA) oversees disputes between investors and brokers. Many securities claims are resolved through FINRA arbitration, which is an alternative to traditional litigation. Our attorneys are highly experienced in:

• Filing claims with FINRA.
• Representing investors in arbitration proceedings.
• Negotiating settlements to recover investor losses.

Unauthorized Trading

Brokers must obtain an investor’s consent before executing trades. Unauthorized trading occurs when:

• A broker makes trades without client approval.
• Investors are not made aware of transactions in their accounts.
• Trading activity leads to substantial losses without the investor’s knowledge.

Failure to Supervise

Brokerage firms are responsible for supervising their financial advisors to prevent fraudulent or negligent activities. When firms fail to monitor their employees, investors may suffer losses due to:

• Inadequate oversight of brokers’ recommendations.
• Failure to detect and prevent stockbroker misconduct.
• Allowing financial advisors to engage in unethical or illegal behavior.

How Can A Securities Lawyer Can Help

Meyer Wilson Werning provides comprehensive legal representation tailored to investors who have suffered financial harm. Our nationwide securities attorneys analyze your investments, gather evidence, and aggressively pursue claims against brokers and firms to help you recover losses.

Case Evaluation and Investigation

• Conducting a thorough review of investment records.
• Identifying patterns of misconduct or fraudulent activities.
• Consulting financial experts to assess damages. 

Legal Representation in Arbitration and Litigation

• Representing investors in mediation, arbitration, or court proceedings.
• Holding brokers and financial institutions accountable for misconduct.

Maximizing Investor Recovery

• Seeking compensatory damages for financial losses.
• Pursuing punitive damages in cases of egregious and intentional misconduct.
• Negotiating settlements to ensure investors receive fair compensation.

Nationwide Securities Fraud Representation

A securities lawyer at Meyer Wilson Werning can represent investors in all 50 states, ensuring that you have access to premier securities law services wherever you reside. We take cases involving individual investors, retirees, institutional clients, and high-net-worth individuals who unscrupulous financial professionals have wronged. 

Whether you are in California, Texas, Florida, Illinois, or any other state, we have the legal resources to assist you.

Common Questions About Securities Fraud Claims

How do I Know if I Have a Case?

If you have suffered investment losses due to the actions of a stockbroker, investment advisor, or financial firm, you may have a case. Contact our team to speak to a securities lawyer for a free case evaluation to determine if legal action is appropriate.

What Is the Time Limit for Filing a Securities Fraud Claim?

The statute of limitations for securities fraud claims varies depending on state laws and the type of claim. Generally, investors have two to six years to file claims, but early action is crucial to preserving your legal rights.

What Compensation Can I Recover?

Common damages in securities cases that investors may be able to recover include:

• Lost investment funds
• Interest and penalties
• Legal costs and attorney fees
• Punitive damages in cases of willful fraud

Do I Have to Go to Court?

Many securities fraud cases are resolved through FINRA arbitration, which is less time-consuming than traditional litigation. Our attorneys handle all aspects of arbitration and will fight for your best interests.

Contact a Nationwide Securities Lawyer Today

If you believe you have been a victim of securities fraud or investment misconduct, don’t wait to seek legal help. Meyer Wilson Werning offers free case evaluations to determine if you have a claim.

Call a securities lawyer today or fill out our online contact form to speak with an experienced nationwide securities attorney who can guide you through the legal process.

Our mission is to ensure that investors receive the justice they deserve. Whether you are facing stockbroker misconduct, investment fraud, or other securities violations, we are ready to advocate for you. Contact us today and take the first step toward recovering your investment losses.