The former Cetera Advisors broker (CRD# 2230261) is currently facing pending complaints from securities regulators and an investor over allegations of misconduct and professional violations. Carver worked as a broker in Peoria, Illinois over the course of the previous eight years with the following brokerage firms:
According to public records, Carver is the subject of a pending customer complaint alleging that Carver exploited an elderly client. He was fired from Cetera Advisors for allegedly not disclosing gifts from a client. And, FINRA filed a complaint against him last week alleging that Carver violated securities regulations by failing to disclose personal financial problems.
Our investment fraud attorneys represent clients nationwide in a range of cases involving investment and securities misconduct – including claims of elder financial exploitation. If you are looking for a knowledgeable team to represent your rights and interests in an investment loss matter, you can be confident about choosing a firm with a record of proven results – including more than $350 million recovered for clients and selection among the 2019 Best Lawyers in America®.
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