Founded in 1971, Charles Schwab & Co., Inc. (“Schwab”) is one of the largest securities broker-dealers and registered investment advisers in the world. Schwab, owned by Schwab Holdings, Inc., is a savings and loan holding company, which through its subsidiaries engages in securities, brokerage, banking, and related financial services. As of August 2022, Schwab had $7.13T in assets under management (AUM). The publicly-traded company, which is headquartered in San Francisco, California, has over 1,200 financial advisors, and operates more than 330 brick-and-mortar locations in 46 states.
Financial Misconduct at Charles Schwab & Co., Inc.
Schwab is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors. If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
Schwab and brokers backed by Schwab have a long history of misconduct and complaints, with 293 disclosures (56 regulatory; 3 civil; 232 arbitrations; and 2 bond) listed on FINRA’s BrokerCheck Report. As a result, the firm has paid out millions of dollars since its inception.
In January 2011, Schwab agreed to pay $118.9M in order to settle civil charges brought by federal regulators regarding failure to disclose the risks of a short-term bond fund, “YieldPlus,” to investors. The firm also agreed to pay $235M to settle investor lawsuits. Former Schwab president, Randall Merk, also agreed to a $150,000 fine.
In December 2020, Schwab’s UK affiliate reached a settlement for $8.9+M in disgorgement and restitution after an investigation by the Financial Conduct Authority (a regulatory body in the UK) into activities in the UK during August 2017 to April 2019, which allegedly breached multiple regulations.
In November 2021, a FINRA arbitration panel ordered Schwab to pay $934,806.69 for breach of fiduciary duty, suitability, breach of contract, and negligence.
In June 2022, Schwab agreed to pay $187M to settle an SEC investigation into the firm’s robo-advisor, Schwab Intelligent Portfolios. The SEC charged Schwab with misleading investors that used Schwab Intelligent Portfolios. The agency found that from 2015 to 2018, instead of employing a “disciplined portfolio construction methodology,” the firm’s own data showed that under most market conditions, the cash in the portfolios would cause clients to make less money even while incurring the same amount of risk. As a result of the news, Schwab’s stock fell 3.2%, further increasing investor losses.
A regulatory case against Schwab was brought by the state of Massachusetts in July 2021. Schwab is alleged to have failed to have policies and procedures in place to adequately monitor accounts on its platform for payments known to unregistered investment advisers and investment adviser representatives. This allegedly enabled an unregistered investment adviser to receive payments for unlawful services. The case is currently pending.
You May Have a Claim. Contact Our Firm Now!
It takes a great deal of financial and professional resources to challenge an investment firm like Charles Schwab, perhaps one of the most powerful investment firms in the world. Because Meyer Wilson’s securities fraud attorneys practice exclusively in investment fraud law, we have developed the right resources to help clients reclaim their lost assets, no matter how big or well-prepared Charles Schwab may be.
Our firm can conduct detailed investigations that allow us to aggressively and confidently pursue claims in federal and state courts, as well as in arbitration with FINRA, the American Arbitration Association, and private arbitration. We even represent international clients who have claims against FINRA-licensed U.S. firms. All told, we have helped hundreds of clients reclaim hundreds of millions of dollars from firms like Charles Schwab.
If you lost more than $75,000 in investments after investing your hard-earned money with Charles Schwab, we’d like to hear from you. To determine whether you have a case against Charles Schwab for your losses, call an investment fraud lawyer at our firm or complete our online form to request a free case evaluation.
Commonwealth Financial Network
In 1979, Joe Dietch launched a small broker/dealer business, the Cambridge Group. In 1984, he changed the name to Commonwealth Financial Network (“Commonwealth”). Today, Commonwealth is the largest privately held independent registered investment advisor-broker/dealer in the country. The firm has licenses in all 50 states as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.
Financial Misconduct at Commonwealth Financial Network
Commonwealth is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors. If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
Commonwealth and brokers backed by Commonwealth have a long history of misconduct and complaints with 45 disclosures (26 regulatory; 1 civil; 17 arbitrations; and 1 bond) listed on FINRA’s BrokerCheck Report.
In May 2013, the Massachusetts Securities Division initiated a case against Commonwealth, accusing the firm and its representatives of selling non-traded Real Estate Investment Trusts (REITs) to investors at levels that exceed the maximum concentration limit in the state. Since non-traded REITs are considered very risky, it’s important that individuals who invest in this product are properly diversified. As a result of the case, Commonwealth was fined $300,000 and ordered to pay full restitution.
In October 2015, FINRA investigated Commonwealth and found the firm to be systematically overcharging customers. Clients who purchased specific types of Unit Investment Trusts (UITs) were denied transaction fee discounts that should have been available to them. FINRA found that Commonwealth was negligent in relying upon its representatives to ensure that clients were given the right discounts – especially because the firm failed to provide sufficient training. As a result, Commonwealth was fined $225,000 and ordered to pay $357,521.04 in restitution.
In November 2018, FINRA once again ruled that Commonwealth overcharged investors $766,295 by allegedly putting them into costlier share classes than the ones that they were eligible for. From 2010 to 2017, the firm failed to offer class A share funds without front-end sales charges. As a result, Commonwealth paid $888,337 in restitution to its clients.
In September 2021, Commonwealth was ordered to pay $20,000 after the State of Connecticut, Department of Banking, Securities and Business Investments Division brought a claim alleging that the firm violated state agency regulations, specifically the Connecticut Uniform Securities Act, by failing to establish, enforce, and maintain a system for supervising the activities of its agents that was reasonably designed to achieve compliance with applicable securities laws and regulations.
Most recently, in November 2022, the Massachusetts Securities Division brought a regulatory action against Commonwealth alleging that the firm failed to properly register its investment adviser representative who has a place of business in Massachusetts before the adviser began providing advisory services. Commonwealth agreed to pay a fine of $20,000.
You May Have a Claim. Contact Our Firm Now!
As an investor, you have a right to recover investments lost through unethical behavior or decisions made against your interests. Meyer Wilson reclaimed $350 million for the victims of investment fraud or misconduct. Our attorneys are experienced in going up against large investment firms, and our track record affirms our resources and expertise. Meyer Wilson has represented clients nationwide and internationally, in state and federal courts, and in arbitration through FINRA and the American Arbitration Association (AAA).
If you believe that you have been the victim of investment fraud or may have been recommended unsuitable investments, you have options. Call Meyer Wilson today!
CUNA Brokerage Services, Inc.
CUNA Brokerage Services, Inc. (“CBSI”) is a broker/dealer and registered investment adviser founded in 1985 in Madison, Wisconsin. CBSI is the wealth management business of CUNA Mutual Group and is owned by CUNA Mutual Investment Corporation. Today, the company is headquartered in Waverly, Iowa. With $5.8B in assets under management (AUM) and more than 20,000 clients, CBSI has licenses in all 50 states as well as the District of Columbia and Puerto Rico.
Financial Misconduct at CUNA Brokerage Services, Inc.
CBSI is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors.
According to FINRA’s BrokerCheck Report, CBSI and brokers backed by CBSI have a long history of misconduct and complaints dating back to 1998.
Broker Todd Douglas Micciche was referenced in a written complaint initiated by a customer alleging that Micciche had liquidated the customer’s assets from the customer’s account without authorization. The customer alleged that Micciche had made misrepresentations regarding a specific variable annuity. In December 2017, the complaint was resolved for $57,700 in damages. At the time of the alleged actions, Micciche was registered with Key Investment Services LLC. CBSI hired him in December 2018.
In 2020 Brett Olin, Chief of Enforcement Securities Division of the Office of the Secretary of State, State of Nevada, initiated a case against CBSI alleging that the firm completed an application to purchase securities after which it changed the order ticket without the client’s informed consent. CBSI failed to supervise its employee regarding these actions as well as advertising materials.
In 2021, CBSI was ordered to pay a fine of $50,000 after the Arkansas Securities Department alleged that the firm named a supervisor for its Arkansas branch office despite the individual not being registered with the department.
You May Have a Claim. Contact Our Firm Now!
If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
Meyer Wilson reclaimed $350 million for the victims of investment fraud or misconduct. Our attorneys are experienced in going up against large investment firms, and our track record affirms our resources and expertise. Meyer Wilson has represented clients nationwide and internationally, in state and federal courts, and in arbitration through FINRA and the American Arbitration Association (AAA).
If you believe that you have been the victim of investment fraud or have been recommended unsuitable investments, you may have options. Call Meyer Wilson today!
D.A. Davidson & Co.
Founded by David Adams Davidson in 1935, D.A. Davidson & Co. (“D.A. Davidson”) is a full-service broker-dealer and Registered Investment Adviser. The name of the firm, which was originally Gibson Associates, was changed in 1959. While the firm acquired numerous other firms over the years, in 2013 it merged with Crowell, Weedon & Co., a full-service brokerage. D.A. Davidson has 1,525 employees in 106 offices and is currently led by James P. Kerr, Lawrence Martinez, Scott Witeby, and Ian Davidson. It is headquartered in Great Falls, Montana and has licenses in all 50 states as well as the District of Columbia, though it currently serves 28 states.
Financial Misconduct at D.A. Davidson & Co.
D.A. Davidson is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors. If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
D.A. Davidson and brokers backed by D.A. Davidson have a long history of misconduct and complaints, with 48 disclosures (41 regulatory events and seven arbitrations) in FINRA’s Public Disclosures.
In 2018, the FINRA arbitration panel entered an award of $950,751.94 against D.A. Davidson for breach of fiduciary duty, misrepresentation, omission of facts, breach of contract, and negligence surrounding municipal bonds.
In December 2019, FINRA censured and fined D.A. Davidson $85,000 for providing misleading or inaccurate statements in its issue price certificates concerning the percentage of each maturity that was either sold or reasonably expected to sell related to municipal offerings.
In July 2022, NASDAQ initiated a case against D.A. Davidson, alleging that from October 1, 2019 through April 27, 2020, the firm violated NASDAQ’s rules by failing to maintain continuous two-sided quotes in 3,037 instances, and by failing to establish and maintain a system to supervise the activities of each registered representative. The firm paid a fine of $22,000.
Also In 2022, Andrew Schell, who was registered with D.A. Davidson & Co., was named in five settled disputes. These cases were collectively settled for approximately $118,220.56.
You May Have a Claim. Contact Our Firm Now!
As an investor, you may have a right to recover investments losses sustained through unethical behavior or decisions made against your best interests. Meyer Wilson reclaimed $350 million for the victims of investment fraud or misconduct. Our attorneys are experienced in going up against large investment firms, and our track record affirms our resources and expertise. Meyer Wilson has represented clients nationwide and internationally, in state and federal courts, and in arbitration through FINRA, AAA, JAMS, and privately.
If you believe that you have been the victim of investment fraud or have been recommended unsuitable investments, you may have options. Call Meyer Wilson today!
Edward Jones
In 1922, Edward D. Jones Sr. founded Edward D. Jones & Co. (“Edward Jones”), a broker/dealer and registered investment adviser. In 1948, his son, Ted Jones, joined the firm and originated the concept of branch offices. In 1968, Ted Jones became the second managing partner of the firm. Since its inception, the company has remained headquartered in St. Louis.
With six managing partners; 15,000 locations; 49,000+ associates across the U.S. and Canada; 8+ million clients; $12.3B in annual revenue; and $1.6T in assets under care (AUC), Edward Jones is one of the largest brokerage firms in the world. In fact, it is the largest brokerage firm in terms of locations in North America and the largest U.S. financial services firm in terms of number of advisors. Its general partner is EDJ Holding Company, Inc. and its limited partner is The Jones Financial Companies, L.L.L.P.
Financial Misconduct at Edward Jones
Edward Jones is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors. If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
Edward Jones and brokers backed by Edward Jones have a long history of misconduct and complaints, with 228 disclosures (76 regulatory; 2 civil; and 150 arbitrations) listed on FINRA’s BrokerCheck Report.
In December 2004, the U.S. Securities and Exchange Commission (SEC), the National Association of Securities Dealers (NASD), and the New York Stock Exchange (NYSE) settled with Edward Jones concerning allegations that the firm had failed to adequately disclose revenue sharing payments it had received from certain mutual fund families that it had recommended to its customers. As a result, Edward Jones paid a fine of $75M and disclosed the payments on its website.
In August 2015, the SEC ordered Edward Jones to pay a fine of $20M for overcharging retail customers.
In November 2022, Edward Jones agreed to pay the Washington State Department of Financial Institutions, Securities Division a fine of $150,000 and investigative costs of $25,000 for actions that allegedly occurred between 2017 and 2021. The Division alleged that Edward Jones failed to supervise a former financial advisor who allegedly received payments and gifts totaling approximately $550,000 from an elderly customer without disclosing to Edward Jones. The firm also failed to detect the advisor’s undisclosed outside business.
In December 2022, FINRA fined Edward Jones $1.1M for allegedly failing to produce complete and accurate call records related to 10 separate investigations. FINRA also found that from May 2017 to March 2021, the firm “failed to timely or completely produce certain phone records responsive to FINRA document requests” and misrepresented that the firm did not have phone records older than 18 months.
You May Have a Claim. Contact Our Firm Now!
As an investor, you may have a right to recover investments lost through unethical behavior or decisions made against your best interests. Meyer Wilson reclaimed $350 million for the victims of investment fraud or misconduct. Our attorneys are experienced in going up against large investment firms like Edward Jones & Co., and our track record affirms our resources and expertise. Meyer Wilson has represented clients nationwide and internationally, in state and federal courts and in arbitration.
If you believe that you have been the victim of investment fraud or have been recommended unsuitable investments, you may have options. Call Meyer Wilson today!
Equitable Advisors, LLC
In 1999, Equitable Advisors, LLC (“Equitable Advisors”), a fee-based broker/dealer (and registered investment adviser) specializing in investment management and financial planning, opened for business. However, the business can be traced back to 1859, when Henry Hyde founded the Equitable Life Assurance Society of the United States. Prior to June 2020, the firm operated under the name AXA Advisors, LLC.
Equitable Advisors, headquartered in New York City, is a wholly owned subsidiary of the publicly traded Equitable Holdings, Inc. (EQH), which also owns Equitable Life Insurance Company (Equitable Financial), and AllianceBernstein.
Equitable Advisors has 3,700+ advisors, and $27.9+B in assets under management (AUM) (as of July 2022), with licenses in all 50 states as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.
Financial Misconduct at Equitable Advisors, LLC
Equitable Advisors is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors. If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
Equitable Advisors and brokers backed by Equitable Advisors have a long history of misconduct and complaints, (with 27 regulatory events and 11 arbitrations) as listed on FINRA’s BrokerCheck Report.
For about two decades, starting in the early 1990s, Dennis Fern Wright, an advisor with Equitable Advisors, misappropriated approximately $1.5M from 30 investors. Wright encouraged his clients to cash out their accounts so that he could invest their money in what he said would be “managed funds.” But rather than investing their funds, Wright deposited them into a bank account of which he had control and spent them for personal and business expenses. In order to keep his plot going, he made false account statements for his clients and used other investors’ funds to meet client withdrawal requests.
Advisor, Kenneth George Neely, who was registered with Equitable Advisors (then AXA Advisors) at their St. Louis, Missouri office, was barred by FINRA in 2009. FINRA found that Neely had “fraudulently induced at least 25 customers, family, friends, and fellow church members” to join a non-existent investment club and invest in a non-existent real estate investment trust. Neely was able to hide his Ponzi scheme from both member firms and tax authorities by soliciting his victims to pay their funds to him or his wife in small amounts that he would immediately convert to cash. Neely promised his investors that they would receive high rates of returns, and was able to receive $600,000+ in his fake REIT. He used the money on credit card payments, a country club membership, his mortgage and various entertainment bills.
In 2014, Equitable Advisors settled with the New York Department of Financial Services for $20M after it was discovered that the firm failed to adequately notify the Department prior to changing thousands and thousands of New Yorkers’ variable annuity polices, which limited potential returns.
In 2019, FINRA ordered the firm to pay $772,000 after findings showed that the firm marketed hunk bonds as higher-quality investments. Also in 2019, a FINRA arbitration panel ordered the firm to pay $3.2M to an elderly couple, after one of its advisors made unsuitable recommendations that allegedly resulted in high commissions for him and losses for the couple.
In March 2022, Anthony Vincent Didonna, a stockbroker with Equitable Advisors was barred from practicing after he failed to respond to FINRA’s request for information surrounding an April 2021 customer-filed complaint involving Didonna. The customer requested compensatory damages based on allegations that Didonna made misappropriated funds by making unauthorized transfers from the customer’s account and forged the customer’s signature. In December 2021, Didonna was issued a Notice of Suspension and a Suspension from Association letter in January 2022. He was given three months to cooperate with FINRA’s request but failed to do so, resulting in that automatic bar.
You May Have a Claim. Contact Our Firm Now!
As an investor, you have a right to recover investments lost through unethical behavior or decisions made against your best interests. Meyer Wilson has reclaimed $350 million for the victims of investment fraud or misconduct. Our attorneys are experienced in going up against large investment firms, such as Equitable Advisors, and our track record affirms our resources and expertise. Meyer Wilson has represented clients nationwide and internationally, in state and federal courts, and in arbitration through FINRA, AAA, JAMS, and the NFA.
If you believe that you have been the victim of investment fraud or have been recommended unsuitable investments, you may have options. Call Meyer Wilson today!
Equity Services, Inc.
Founded in 1968 and headquartered in Montpelier, Vermont, Equity Service, Inc. (“ESI”) is a broker/dealer and registered investment adviser affiliate of a mutual life insurance company, National Life Insurance Company. It operates as Vermont Equity Services in Colorado, Missouri, New Hampshire, and Wisconsin. The firm is currently run by Mehran Assadi, Lance Alan Reihl, and Andrew Robert Speirs. ESI has licenses in all 50 states as well as the District of Columbia.
Financial Misconduct at Equity Services, Inc.
ESI is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors. If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
ESI and brokers backed by ESI have a long history of misconduct and complaints, as evidenced in FINRA’s BrokerCheck Report.
In May 2007, FINRA (formerly called the National Association of Securities Dealers or NASD) initiated an action against ESI. FINRA alleged the following:
- ESI-associated individuals received improper non-cash compensation from Beneficial Life Insurance Company;
- ESI failed to maintain adequate records of non-cash compensation from other offerors;
- The associated individuals received improper non-cash compensation from National Life Insurance Company;
- ESI’s supervisory system and written policies and procedures surrounding non-cash compensation were inadequate; and
- ESI violated e-mail retention requirements.
The firm was censured and fined $350,000.
In March 2012, FINRA initiated an action against ESI, alleging that the firm failed to establish and maintain a supervisory system and written supervisory procedures reasonably designed to achieve compliance with FINRA rules and federal securities laws. While ESI required its registered representatives to maintain antivirus software on their computers, the firm failed to adopt written policies and procedures that would ensure compliance with such. In December 2012 ESI was fined $20,000.
In September 2019, the SEC required ESI to pay disgorgement of $535,240.67 and prejudgment interest of $51,777.05 for breaches of fiduciary duty and inadequate disclosures in connecting with its mutual fund share class selection practices and fees received. From January 1, 2014 to July 7, 2017, ESI recommended or held mutual fund share classes that charged clients 12B-1 fees rather than the lower-cost share classes of the same funds that the clients were eligible for.
You May Have a Claim. Contact Our Firm Now!
As an investor, you may have a right to recover investments lost through unethical behavior or decisions made against your best interests. Meyer Wilson reclaimed $350 million for the victims of investment fraud or misconduct. Our attorneys are experienced in going up against large investment firms, and our track record affirms our resources and expertise. Meyer Wilson has represented clients nationwide and internationally, in state and federal courts, and in arbitration.
If you believe that you have been the victim of investment fraud or have been recommended unsuitable investments, you may have options. Call Meyer Wilson today!
FSC Securities Corp.
Founded in 1958 and headquartered in Atlanta, Georgia, FSC Securities Corporation (“FSC”) is one of the largest brokerage firms in the country. In 1992 it also registered as an investment adviser. It is a wholly owned subsidiary of Advisor Group, one of the largest networks of independent wealth management firms in the U.S.
Currently run by president and CEO, Jeff Sills, the fee-based firm has 2000+ advisor group employees, about 700 independent financial professionals throughout the U.S., and $34.9B in total client assets under administration (as of Dec. 31, 2021). It also has $12.8+ in assets under management (AUM) (as of July 21, 2022). It has licenses in all 50 states as well as the District of Columbia and Puerto Rico.
Financial Misconduct at FSC Securities Corp.
FSC is licensed by the Financial Industry Regulatory Authority (FINRA), and as such is legally obligated to ensure its brokers are acting lawfully in the interest of their investors. If a client suffers losses as a result of negligent behavior or misconduct from a broker, then the firm may be held legally responsible to repay the damages.
FSC and brokers backed by FSC have a long history of misconduct and complaints, as listed on FINRA’s BrokerCheck Report.
In October 2013, FSC was ordered to pay $844,335 in compensatory damages to nine clients regarding their investments in Price Financial Group and Montgomery Growth Fund. FSC was found to have been negligent, breached its fiduciary duty, misrepresented and omitted facts, offered unsuitable investments, and failed to supervise its advisors.
In September 2014, a group of investors filed a dispute resolution claim with FINRA against FSC, alleging that a number of brokers, including Aubrey Lee Price, sold “unspecific fraudulent securities as part of a Ponzi scheme.” The investors received $1.28+M in compensatory damages after a FINRA arbitration panel found that the firm was guilty of account-related failure to supervise and account-related negligence.
In March 2015, a FINRA arbitration panel ordered FSC to pay $73,333.34 in compensatory damages after the firm was found to have recommended an investment in a real estate investment trust (REIT), American Realty Capital Properties, as a safe investment. However, the REIT was actually a high-risk investment that was unsuitable for their goals and risk tolerance. The claimants argued that the firm had breached its fiduciary duty, breached its duty of care, misrepresented and omitted information, and provided unsuitable recommendations.
In 2018, FINRA fined FSC $200,000 after the firm allegedly failed to establish, maintain, and enforce a supervisory system and written supervisory procedures reasonably designed to supervise representatives’ sale of multi-share class variable annuities. Specifically, the system failed to address the suitability of issues related to different surrender periods, fees and costs of different variable annuity share classes. FSC failed to address suitability concerns regarding an L-share contract when combined with a long-term income rider or a long-term investment time horizon.
In December 2021, FINRA ordered FSC to pay $125,187.52 plus interest in partial restitution to customers after the firm failed to establish and maintain a supervisory system reasonably designed to supervise 529 plan share-class recommendations. FSC’s system was found not to reasonably address share-class suitability and failed to detect share-class recommendations that were inconsistent with the time horizon for those investments.
Once again, in November 2022, FINRA ordered FSC to pay $277,612.30 plus interest, in partial restitution to customers after the firm was alleged to have negligently failed to tell investors in an offering for which the issuer failed to timely make required filings with the SEC. FSC learned of the delays and the issuer’s stated intention to complete a forensic audit, but still made 60 sales totaling a principal amount of $4.2+M and earning $298,612 in commissions. The delay in filing audited financial statements was considered material information that the firm failed to disclose.
You May Have a Claim. Contact Our Firm Now!
As an investor, you have a right to recover investments lost through unethical behavior or decisions made against your interests. Meyer Wilson reclaimed $350 million for the victims of investment fraud or misconduct. Our attorneys are experienced in going up against large investment firms, such as FSC Securities Corporation, and our track record affirms our resources and expertise. Meyer Wilson has represented clients nationwide and internationally, in state and federal courts, and in arbitration through FINRA and the American Arbitration Association (AAA).
If you believe that you have been the victim of investment fraud or have been recommended unsuitable investments, you may have options. Call Meyer Wilson today!
