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Part of what makes Meyer Wilson so unique is that we do not spread our resources thin over many different legal practice areas; nor do we take on a large caseload of investor claims cases. Investment and securities arbitrations and lawsuits require a deep understanding of the securities industry and tremendous attention to detail.

Broker Bruce Amman Terminated After Private Securities Transactions
06/22/2022

The Former LPL Financial Broker Was Suspended by FINRA The Financial Industry Regulatory Authority (FINRA) has suspended former LPL Financial broker Bruce Amman after allegations that he participated in a private securities transaction without provid ...

Have You Suffered Investment Losses Working With Investment Adviser Cristopher Bice?
06/21/2022

Meyer Wilson Is Currently Investigating Claims that Bice Made Unsuitable Investment Recommendations Christopher R. Bice, a broker and investment adviser with Sagepoint Financial, Inc., has been accused of making unsuitable recommendations by several ...

Have You Suffered Financial Losses With Investment Adviser Kenneth Blumberg?
06/17/2022

Recovering Losses After Suspected Adviser Misconduct  According to publicly available information, Kenneth David Blumberg (CRD: 1585520), a registered broker and adviser with Stifel, Nicolaus & Company, is facing a new customer dispute. The ...

Broker Donovan Kelly Suspended for Recommending Private Placement Purchases
06/16/2022

Did You Invest with IFG Broker Donovan Kelly? Independent Financial Group broker and adviser Donovan Thomas Kelly has been suspended by the Financial Industry Regulatory Authority (FINRA) for violating securities rules after participating in private ...

Have You Suffered Losses in Hospitality Investors Trust REIT?
05/20/2022

Recovering Losses After Investing in Hospitality Investors Trust (HIT)  Hospitality Investors Trust, Inc., is a publicly registered, non-traded real estate investment trust (“REIT”). The trust filed for Chapter 11 bankruptcy in 2021 after st ...

Recover Your Losses in GWG Holdings, Inc. with Meyer Wilson
05/19/2022

Now Accepting GWG Holdings Investor Claims Nationwide Last month, GWG Holdings, Inc. filed for Chapter 11 bankruptcy protection. In light of the filing, investors may be at risk of sustaining a complete loss of principal. Investors in GWG L Bonds are ...

Can My Broker or Financial Advisor Trade in My Account Without My Permission?
05/10/2022

What to Do If You Suspect Your Broker Engaged in Unauthorized Trading Under most circumstances, a broker or financial advisor cannot trade in your account without your permission. There are very limited exceptions to this rule. Unauthorized trading i ...

Meyer Wilson Representing Investors in Annuity Misrepresentation Case
03/25/2022

Meyer Wilson recently filed a securities arbitration case against the Leaders Group, Inc. concerning allegations that its former registered representative, Harold Schwartz, made material misrepresentations regarding the sale of an annuity to firm cus ...

Ma Rosa Linan Abrego Barred by FINRA Over Misappropriation Inquiry
03/24/2022

Ms. Abrego was recently barred by FINRA in the wake of allegations that she misappropriated client funds. Hailing from McAllen, Texas, Ms. Abrego was terminated by Merrill Lynch on June 10, 2019, after spending just three years at the company and in ...

Did Michael Chandler of Infinex Investments Inc. Sell You Non-Traded REITs?
03/24/2022

Meyer Wilson is investigating allegations that Michael Chandler, a Mississippi-based broker and investment adviser, recommended unsuitable, illiquid investments, including non-traded Real Estate Investment Trusts (REITs). Chandler currently works for ...

Did Gustavo Miramontes Make Unauthorized and Unsuitable Trades in Your Account?
03/23/2022

Meyer Wilson is investigating allegations that California-based broker Gustavo Miramontes engaged in unauthorized, unsuitable trading. Miramontes currently works for Oppenheimer & Co. Inc. He worked for Wedbush Securities, Inc. up to 2018. Miramo ...

Did You Lose Money in an Account Managed by Former Cetera Investment Advisers Broker Hui Zhang?
03/21/2022

Meyer Wilson is investigating allegations that California-based broker and investment adviser Hui Zhang misrepresented in the recommendation of unsuitable, illiquid Real Estate Investment Trusts (REITs), including ARC Healthcare Trust. Zhang currentl ...

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The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
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