DOJ Alleges Giri Involved in $10 Million Crypto Ponzi Scheme Rathnakishore Giri is facing federal charges related to an alleged cryptocurrency Ponzi scheme that defrauded investors out of millions. Giri, who is being investigated by multiple agencies ...
Meyer Wilson is investigating potential claims against Citigroup for Rabih Msallem’s sale of structure notes. Meyer Wilson has been speaking with clients of Rabih Moufid Msallem, a Citigroup Global Markets investment adviser and broker, regar ...
Did You Suffer Losses After Investing with Edward Allen Maynard? Former Cambridge Investment Research Broker Edward Allen Maynard is accused of over-concentrating a client’s portfolio in non-conventional investments resulting in a multi-million dol ...
UBS Financial Broker Accused of Unsuitability and Misrepresentation in Recommending Options Overlay Strategy UBS Financial Broker Matthew Buchsbaum has been accused of multiple allegations of wrongdoing. He currently has nearly a dozen pending custom ...
Did You Suffer Financial Losses After Investing with Sonia Attkiss of UBS Financial Services? Sonia Attkiss, a registered broker with UBS Financial Services, Inc. is facing multiple allegations of wrongdoing. The broker is accused of making unsuitabl ...
Former Sigma Financial Broker Fired Clark D. Harris, a registered broker and investment advisor, has faced multiple allegations of misconduct and wrongdoing. Accusations include that Harris recommended and sold illiquid alternative investments ...
Money Concepts Capital Broker Subject of Multiple Customer Disputes Darren Wayne Oglesby, a registered broker and investment adviser, has been the subject of multiple customer disputes. Allegations against the broker include that he made unsuit ...
Former Berthel Fisher Broker Accused of Wrongdoing Including Unsuitable Recommendations and Misrepresentation Daniel Barnard, a former broker with Berthel Fisher & Company Financial Services, Inc., has been the subject of multiple customer compla ...
Centaurus Broker Subject of Customer Dispute Involving Unsuitable Recommendations Centaurus Financial representative Michelle Elise Anthony (CRD#: 4512228) is the subject of a pending customer dispute. Previously, allegations of wrongdoing against he ...
Lincoln Financial Broker Accused of Making Unsuitable Recommendations Multiple clients have accused Lincoln Financial broker Jeffrey John Furniss (CRD#: 4888498) of making unsuitable recommendations in oil and gas investments resulting in losses. The ...
Emerson Equity Broker Accused of Misconduct in Multiple Claims Tony Barouti (also known as Ahmad Agha Barouti), a registered broker with Emerson Equity, LLC, has been accused of misconduct in multiple customer disputes. Barouti allegedly recommended ...
American Trust Investment Services Broker Accused of Misconduct in Multiple Customer Disputes David Richard Geake, a registered broker and investment adviser with American Trust Investment Services, Inc., has been accused of misconduct in multiple cu ...
