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Part of what makes Meyer Wilson so unique is that we do not spread our resources thin over many different legal practice areas; nor do we take on a large caseload of investor claims cases. Investment and securities arbitrations and lawsuits require a deep understanding of the securities industry and tremendous attention to detail.

Meyer Wilson Is Taking Calls From Clients of David N. Adams

Meyer Wilson is investigating allegations that Jacksonville, Florida-based securities broker David Norman Adams recommended unsuitable investments to his clients. Adams currently works for Ameriprise Financial Services, where he has been a registered ...

Did You Lose Money in an Account Managed by Tony Brookfield?

Meyer Wilson is investigating allegations that Anthony Patrick Brookfield, a California-based securities broker registered with UBS Financial Services, engaged in misconduct that caused his clients to suffer substantial investment losses. Brookfield ...

Meyer Wilson Investigating Potential Investment Fraud Claims Involving Sean D. Casterline

Orlando area securities broker and investment adviser recently agreed to an 18-month suspension and other penalties for allegedly selling unapproved securities to investors  The investment fraud lawyers at the law firm of Meyer Wilson are invest ...

Did Your Investment Adviser From W.A. Smith Financial Group Sell You Risky, Non-Traded Real Estate Securities?

Meyer Wilson is investigating claims that W.A. Smith Financial Group, an investment advisory firm located in Cleveland, recommended that their clients invest in speculative, non-traded real estate investment trusts (REITs). Because REITs do not trade ...

Did Irvine-based Financial Advisor Howard Hsieh, Of Cetera Investment Services, Invest Your Money In Risky Non-traded Real Estate Securities?

Meyer Wilson is investigating claims that Howard Hsieh, an investment adviser and broker registered with Cetera Investment Services in Irvine, California, concentrated investor funds into incredibly speculative non-traded real estate investment trust ...

7 Customers Issue Complaints Against Broker Katherine Greer Nishnic for Investment Misconduct

Financial Advisor Katherine Greer Nishnic, who works with Centaurus Financial, Inc. in Lexington, South Carolina, is currently facing 7 pending consumer complaints, all alleging that she sold her customers unsuitable investments.  All of the cas ...

Boca Raton Broker Alan Applebaum Involved in Several Customer Disputes

Have you lost money after investing with Boca Raton broker Alan Zelig Applebaum, currently a registered representative at Aegis Capital Corp? According to a BrokerCheck report, Applebaum has had over 16 disclosures during his 43-year career hist ...

Fort Myers Financial Advisor David Rockwell Facing Client Claims of Alleged Forgery, Fraud & Misappropriation

Did you or someone you love lose money investing with David A. Rockwell (CRD# 4236377)? The Financial Advisor from Fort Myers, Florida has been implicated in two separate customer disputes over claims that he engaged in forgery, fraud, and misappropr ...

UBS Broker Jose Cornide Hit With Unsuitability, Misrepresentation Complaints

Jose Manuel Cornide Jr (CRD# 2785918) is currently facing complaints from investors who allege the UBS Broker made unsuitable recommendations and misrepresentations resulting in substantial financial losses. Cornide is currently registered with and e ...

UBS Broker Nicolas Barrios Barred for Failure to Cooperate With Fraud Investigation

Nicolas Jesus Barrios (CRD# 2122824) has been permanently barred from the securities industry for not providing requested documents and information in connection with a FINRA investigation into allegations that he mismanaged and committed fraud in re ...

Former Wells Fargo Rep Robert Montes Barred by FINRA After Investigation Into the Possible Misuse of Elderly Client Assets

Robert Frederico Montes (CRD# 835488) has been barred by the Financial Industry Regulatory Authority (FINRA) for failing to cooperate with regulators in an investigation over alleged misuse of elderly customer assets. Montes, who is no longer registe ...

SEC Indicts Former LPL Broker Kerry L. Hoffman on $3.3m Investor Fraud

Kerry Lee Hoffman (CRD# 1061740) has been sued by the SEC for  allegedly defrauding at least 46 investors out of $3.3 million dollars. The alleged fraud occurred between July 2015 and July 2018 while Hoffman was a registered broker with LPL Fina ...

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The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
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