Meyer Wilson is investigating allegations that Jacksonville, Florida-based securities broker David Norman Adams recommended unsuitable investments to his clients. Adams currently works for Ameriprise Financial Services, where he has been a registered ...
Meyer Wilson is investigating allegations that Anthony Patrick Brookfield, a California-based securities broker registered with UBS Financial Services, engaged in misconduct that caused his clients to suffer substantial investment losses. Brookfield ...
Orlando area securities broker and investment adviser recently agreed to an 18-month suspension and other penalties for allegedly selling unapproved securities to investors The investment fraud lawyers at the law firm of Meyer Wilson are invest ...
Meyer Wilson is investigating claims that W.A. Smith Financial Group, an investment advisory firm located in Cleveland, recommended that their clients invest in speculative, non-traded real estate investment trusts (REITs). Because REITs do not trade ...
Meyer Wilson is investigating claims that Howard Hsieh, an investment adviser and broker registered with Cetera Investment Services in Irvine, California, concentrated investor funds into incredibly speculative non-traded real estate investment trust ...
Financial Advisor Katherine Greer Nishnic, who works with Centaurus Financial, Inc. in Lexington, South Carolina, is currently facing 7 pending consumer complaints, all alleging that she sold her customers unsuitable investments. All of the cas ...
Have you lost money after investing with Boca Raton broker Alan Zelig Applebaum, currently a registered representative at Aegis Capital Corp? According to a BrokerCheck report, Applebaum has had over 16 disclosures during his 43-year career hist ...
Did you or someone you love lose money investing with David A. Rockwell (CRD# 4236377)? The Financial Advisor from Fort Myers, Florida has been implicated in two separate customer disputes over claims that he engaged in forgery, fraud, and misappropr ...
Jose Manuel Cornide Jr (CRD# 2785918) is currently facing complaints from investors who allege the UBS Broker made unsuitable recommendations and misrepresentations resulting in substantial financial losses. Cornide is currently registered with and e ...
Nicolas Jesus Barrios (CRD# 2122824) has been permanently barred from the securities industry for not providing requested documents and information in connection with a FINRA investigation into allegations that he mismanaged and committed fraud in re ...
Robert Frederico Montes (CRD# 835488) has been barred by the Financial Industry Regulatory Authority (FINRA) for failing to cooperate with regulators in an investigation over alleged misuse of elderly customer assets. Montes, who is no longer registe ...
Kerry Lee Hoffman (CRD# 1061740) has been sued by the SEC for allegedly defrauding at least 46 investors out of $3.3 million dollars. The alleged fraud occurred between July 2015 and July 2018 while Hoffman was a registered broker with LPL Fina ...
