Investment & Securities Fraud Lawyer
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Blog - Page 10

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March 2, 2024

Advisor Adam Kotz Faces $4M Unsuitable Investments Claim

Meyer Wilson Investigates Allegations Against Adam Kotz A recent case involving a New York City investment adviser, Adam Kotz, and...
March 1, 2024

Broker Anthony Cross Alleged Unauthorized Trades Prompt FINRA Action

Anthony Cross in FINRA's Crosshairs For Trading in Customer Accounts without Permission A recent case brought forth by the Financial...
February 22, 2024

Meyer Wilson Receiving Calls from Aggrieved Customers of Broker Jorge Meza

Meza has been a financial advisor with Cetera Advisor Networks since 2017 out of Valencia, California. Meyer Wilson has been...
February 21, 2024

Former Huntington Investment Company Broker Eric Coombs Resigns After Internal Review

Broker Eric Coombs Resigns: Know Your Rights Understanding Financial Advisor Misconduct When you face financial losses due to unsuitable investment...
February 20, 2024

Fernando Corujo Facing Regulatory Action by FINRA

Investor Alert: Broker Regulatory Action in Puerto Rico - What You Need to Know Investors in Puerto Rico and beyond...
February 19, 2024

Meyer Wilson Investigates Oppenheimer’s Vista Fund II

Were you Sold Private Market Opportunity - Vista Fund II by Oppenheimer? In 2017, Oppenheimer Alternative Investment Management formed Private...
February 19, 2024

John Fagan Barred by FINRA: What’s Coming Next

FINRA Disciplinary Actions: Understanding the Impact on Investors and Brokers: At Meyer Wilson, we are committed to keeping the public...
February 18, 2024

Broker Joseph Natoli the Subject of Regulatory Action

Broker Misconduct Alert: Joseph Natoli's Regulatory Action and Its Impact on Investor Trust Introduction: At Meyer Wilson, we are dedicated...
February 17, 2024

Ameriprise Financial Advisor Michael Sandberg Accused of Unsuitable Investment Practices

Understanding the Impact of Broker Misconduct on Your Investments Michael Sandberg, who is associated with Ameriprise Financial Services, LLC, has...
February 16, 2024

Clients File Complaints Against Financial Advisor Robert Melberth

Investor Alert: Investigating Allegations of Robert Melberth’s Financial Misconduct Robert Melberth, formerly associated with Emerson Equity LLC until April 10,...
February 6, 2024

Theodore Byrer Misconduct: Meyer Wilson Representing Victims of Former Morgan Stanley Broker

Theodore Byrer, a broker previously associated with Morgan Stanley in the Indianapolis area, was terminated by the firm for allegations...
February 6, 2024

Meyer Wilson Principal Courtney Werning to Guest Lecture at University of Miami Law School

Meyer Wilson Principal, Courtney Werning, was invited to serve as an upcoming guest lecturer on securities arbitration at the University...

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