Investors who worked with Aaron Pierce Sevigny at United Planners Financial Services of America may be facing significant financial uncertainty following multiple legal and regulatory disclosures. Recent court and arbitration filings allege that clients suffered substantial losses resulting from investment strategies involving complex products that failed to align with their financial interests.
If you or a family member has suffered losses due to Aaron Sevigny or another United Planners broker, our attorneys handling United Planners investor claims at Meyer Wilson Werning can help you understand your legal rights and whether you are entitled to pursue compensation.
What Are the Allegations in the $2,000,000 Lawsuit Against Aaron Sevigny?
On January 20, 2026, a significant securities litigation case (Civil Action No. 1:26-cv-00619) was initiated against Aaron Pierce Sevigny. The case seeks $2,000,000.00 in damages, with allegations centered on his sales practices while registered with United Planners.
The civil complaint details several serious legal claims, including:
- Violation of Section 10(b) of The Exchange Act and Rule 10b-5.
- Violation of RICO (Racketeer Influenced and Corrupt Organizations Act) and RICO Conspiracy.
- Violation of the New Jersey Consumer Fraud Act.
- Breach of Fiduciary Duty and Common-Law Fraud.
- Negligence and Aiding and Abetting Fraud.
The client alleges that these actions caused substantial damages linked to alternative investments recommended by the broker.
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Pending 2026 Arbitration Involving Alternative Investment Losses
Shortly before the civil suit, on January 6, 2026, a client of United Planners Financial Services of America filed a new arbitration claim (No. 25-02862) regarding the conduct of Aaron Sevigny. This matter remains pending and involves a requested recovery of between $500,000.00 and $1,000,000.00.
The investor’s allegations in this arbitration include:
- Breach of Contract and Warranties.
- Violation of the Consumer Protection and Deceptive Trade Practices Act.
- Misrepresentation and Omission.
- Gross Negligence and Unjust Enrichment.
Important Points Regarding Sevigny’s Settlement History
Public records for Aaron Pierce Sevigny (CRD# 4314368) show a pattern of resolved customer disputes involving alternative investments, which are often illiquid and carry high risks.
- January 25, 2022: United Planners paid $102,600.00 to settle Arbitration No. 21-01802. The client alleged unsuitable recommendations, negligence, and violations of the Florida Securities Act.
- September 7, 2022: A dispute seeking $499,999.00 resulted in a settlement of $49,500.00 (Arbitration No. 21-01047). Allegations included negligent supervision and breach of contract.
- January 28, 2021: The firm settled a claim for $25,000.00 involving allegations of unsuitability, failure to supervise, and breach of fiduciary duty.
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How Meyer Wilson Werning Can Help
Under industry regulations, brokerage firms like United Planners have a strict duty to maintain a supervisory system to detect and prevent broker misconduct. When a firm fails to identify red flags or allows unsuitable sales practices to continue, they may be held liable for the resulting financial harm through arbitration.
Meyer Wilson Werning is committed to holding financial firms accountable when their oversight failures harm investors. Contact us today for a free and confidential consultation to discuss your potential claim and explore your recovery options.
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Frequently Asked Questions
Who is Aaron Sevigny and where is he located?
Aaron Pierce Sevigny is a registered securities broker and financial advisor based in Bonita Springs, Florida. He has been registered with United Planners Financial Services of America since August 21, 2006.
What are the primary allegations in the $2,000,000 lawsuit?
The lawsuit filed on January 20, 2026, alleges violations of federal securities laws, RICO, and the New Jersey Consumer Fraud Act. It claims that the broker’s actions led to significant investor damages in alternative investments.
Can I file a claim if Aaron Sevigny’s firm has already settled other cases?
Yes. Every investor’s situation is unique. The fact that United Planners has settled prior claims regarding Sevigny’s conduct does not prevent you from filing your own claim to seek recovery for your specific losses.
What is the role of arbitration in recovering investment losses?
Most investor agreements require disputes to be resolved through arbitration rather than traditional court litigation. This is a private forum where evidence is presented to an independent panel that issues a binding decision.
Recovering Losses Caused by Investment Misconduct.