Investor Alert: Investigating Allegations of Robert Melberth’s Financial Misconduct
Robert Melberth, formerly associated with Emerson Equity LLC until April 10, 2023, has been implicated in a series of investor disputes throughout his tenure in the securities industry. Melberth was associated with Aegis Capital Corp. from 2015 to 2020.
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Allegations of Breach of Fiduciary Duty at Emerson Equity
One case that stands out involves an investor at Emerson Equity LLC who, on October 19, 2022, launched FINRA Arbitration No. 22-02300. The investor accused Melberth of breaching fiduciary duty and FINRA rules, centering on transactions involving corporate bonds. The investor is currently seeking a significant sum of $3,276,000 as compensation, and the case is currently pending.
Claims of Negligence Brought Forth Against Robert Melberth
Another noteworthy situation unfolded on September 23, 2022, when an investor questioned the integrity of Melberth’s sales practices through FINRA Arbitration No. 22-02173. This claim highlighted allegations of negligence, with reported damages pertaining to corporate bonds. The investor is seeking $728,000 in damages, and the resolution of this case is still pending.
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Resolutions in Cases Involving Breach of Contract and Due Diligence
In a separate incident, an Aegis Capital Corp. client filed a complaint against Melberth, alleging breach of fiduciary duty and negligence, including accusations of inducing the client to retain an inappropriate investment. The client claimed damages related to alternative investments, leading to a settlement by Aegis Capital Corp. of $999,999 in damages.
Another Aegis Capital Corp. investor challenged Melberth’s sales practices, accusing him of inadequate due diligence, unsuitable recommendations, and breaches of contract and fiduciary duty. Aegis ultimately settled that case for $235,000.
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Ongoing Cases and How Meyer Wilson Can Assist
Several other cases against Melberth are ongoing, with clients seeking restitution for alleged misconduct that has led to significant losses.
If you or someone you know has suffered investment losses due to Robert Melberth’s actions, it is imperative to understand that you have options. At Meyer Wilson, we are resolute in our commitment to supporting investors and assisting them in the recovery of their losses. We offer a personalized approach to each case, understanding the intricacies of securities law and how they apply to your unique situation.
Our firm operates on a contingency fee basis, which means we advance all necessary costs, and you do not pay attorney fees unless we recover on your behalf. Meyer Wilson is dedicated to thoroughly investigating your potential claims and advocating for our clients’ rights.
If you would like to explore your legal options and potentially recover your investment losses, please do not hesitate to contact us at 866-938-2021 or visit our website at investorclaims.com. Our team of experienced securities attorneys is ready to provide you with the guidance and representation you deserve.
Written by: Courtney Werning, Esq.
Recovering Losses Caused by Investment Misconduct.