FINRA Disciplinary Actions: Understanding the Impact on Investors and Brokers:
At Meyer Wilson, we are committed to keeping the public well-informed about significant events in the investment industry. One such development involves the broker John Fagan, who has been barred by the Financial Industry Regulatory Authority (FINRA), as detailed in his BrokerCheck record.
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Recent FINRA Sanctions and Broker Accountability
Effective November 11, 2023, Mr. Fagan faced severe repercussions for failing to provide on-the-record testimony as part of an investigation into his dealings with fixed-income securities.
- Understanding Fixed-Income Securities: These investments typically offer fixed payments and return the principal at maturity.
- Importance of FINRA’s Rule 8210: This rule mandates that members must furnish records and testimony upon request, ensuring the financial industry’s integrity.
John Fagan’s Professional History
Fagan was registered with Raymond James & Associates between 2001 and 2021. Before that, he worked at Wells Fargo Advisors.
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How Meyer Wilson Can Assist with John Fagan Investment Losses
If you have previously engaged with John Fagan or have concerns regarding your investment losses, our team at Meyer Wilson is prepared to offer support. We encourage you to contact us for a free consultation at 866-938-2021 or visit our website at investorclaims.com.
With nearly two decades of experience, Meyer Wilson has been a staunch advocate for investors, aiding them in recouping losses from brokers and brokerage firms. Our securities attorneys work on a contingency basis, which means we only charge a fee when we successfully recover funds for our clients.
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Take Action Against Investment Fraud
Investment misconduct should not be left unaddressed. If you suspect you’ve fallen prey to investment fraud or misconduct by John Fagan, it’s crucial to act swiftly. The dedicated team at Meyer Wilson is your ally in safeguarding your investments and ensuring justice within the financial markets. Begin your recovery journey today with our seasoned securities attorneys—your champions in the battle against investment misconduct.
Conclusion
In the wake of John Fagan’s bar, it’s essential for investors to stay vigilant and informed. Meyer Wilson remains at the forefront, providing expert guidance and legal support to those affected by broker misconduct. If you’re facing investment losses, remember that you have allies ready to fight for your financial justice. Contact us to explore your options and take the first step towards reclaiming what is rightfully yours.
Written by: Courtney Werning, Esq.
Recovering Losses Caused by Investment Misconduct.