Call Now For a Free Consultation:
(614) 532-4576
Nationwide Representation

Meyer Wilson Investigates Broker Robert Wolfe

Former Goldman Sachs Broker Accused of Unsuitability, Negligence, and Misrepresentation

Robert Brian Wolfe, a previously registered broker, is the subject of several pending and settled customer disputes dating back to August 2020. The disputes involve a number of allegations, including unsuitable investment recommendations, failure to perform due diligence, and failure to disclose material information. Wolfe was terminated from his employment with Goldman Sachs in 2021 but remains registered with a different firm as an investment adviser.

The investor claim law firm, Meyer Wilson, is investigating claims against broker Robert Wolfe for potential negligence and wrongdoing. Our nationally-recognized legal team has recovered millions of dollars on behalf of our clients. If you have sustained losses after investing with Robert Wolfe or another stocker accused of misconduct, contact our office at (614) 532-4576 for a free consultation. 

Alleged Violations and Misconduct

According to Robert Wolfe’s BrokerCheck report, he has ten public disclosures, including nine customer disputes. The first customer dispute was filed in August 2020 and settled for $140,000. According to the claim, the customer alleged that Mr. Wolfe made unsuitable investment recommendations and failed to adequately disclose the risks associated with these investments. 

A second customer dispute was filed the same month alleging similar wrongdoing. The claim was ultimately settled for $170,000. Several disputes filed in 2021 are still pending. Again, customers claim that Wolfe made unsuitable recommendations and failed to adequately disclose the risks involved with each investment resulting in losses to the client. 

Two disputes filed this year are pending with combined requested damages exceeding $500,000. The customers allege that Wolfe recommended unsuitable “high-commission, high-risk, and speculative products” and made material misrepresentations. The claims also allege that the brokerage firm failed to properly supervise its representative. 

Employment Separation After Allegations

Throughout his 21 years of experience, Wolfe was employed by eight different firms. Most recently, he was listed as a registered representative with Goldman Sachs & Co, LLC. In 2021, after less than 18 months with the firm, Wolfe was terminated from his employment. 

The reason for the discharge involves “client communications related to portfolio performance and market valuations.” The company also reports that the termination resulted from his “handling and resolution of customer grievances” without the approval of the firm. 

Wolfe is not currently registered as a broker but remains a registered investment adviser. According to public information, he is employed with Apollon Wealth Management, LLC in South Carolina.

Did You Suffer Losses After Investing with Robert Wolfe?

If you or a loved one suffered losses after investing with Robert Wolfe, contact our office at (614) 532-4576 for a free consultation. All investor claims are evaluated at no cost and without obligation to retain our firm. 

At Meyer Wilson, we accept cases on a contingency fee basis, meaning there are no fees unless we win. Call now to discuss your legal options with an experienced attorney.

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

Share This Story
If you found the information provided by this article useful, consider sharing to your social media channels to help others in their search for reliable resources.
Consult with Our Legal Team
There is never a cost associated with a consultation
Atlanta Office

945 East Paces Ferry Road, Suite 2275
Atlanta, GA 30326
Columbus Office

614-224-6000
305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

310-905-8688
2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

216-600-1355
4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

248-817-8214
41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
Quick Links
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
Read More
chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram