If you suffered investment losses of more than $100,000 due to the misconduct of a stockbroker, investment advisor, or financial firm, our legal team is here for you. A securities lawyer serving Houston can help you understand what happened and what legal options may be available.
As Texas securities lawyers, we represent clients harmed by unsuitable recommendations, unauthorized trades, or failures in supervision. These cases often go through arbitration—not court—and require attorneys who know how to prepare from day one.
At Meyer Wilson Werning, we bring over 75 years of combined experience, a national reputation, and a client-first approach that sets us apart. Reach out to us today.
Why These Cases Are Different in Texas
Securities cases rarely look like other civil lawsuits. Most people don’t file claims in a courtroom or stand in front of a jury. Nearly every investor signs a contract when opening an account with a brokerage firm—one that includes a mandatory arbitration clause.
That means your claim will likely be handled through FINRA arbitration, a legal process similar to a trial. Both sides present evidence, cross-examine witnesses, and argue their case in front of a panel. That panel delivers a final, binding decision.
A securities attorney serving Houston must prepare every case as if it’s going to a hearing. Settlement negotiations carry more weight when the opposing side knows your case is trial-ready. That’s how we approach every claim.
We Have Recovered Over
$350 Million for Our Clients Nationwide.
What We Investigate
Most of our cases involve advisors who made decisions that didn’t align with the client’s goals, needs, or tolerance for risk. Sometimes that involves outright misconduct; other times, the damage stems from neglect or a lack of supervision at the firm.
We handle claims involving:
- Risky or unsuitable recommendations
- Overconcentration in one sector or product
- Unauthorized trading
- Excessive use of margin
- Churning (excessive trading to generate commissions)
- Failure to explain fees or commissions
- Breach of regulatory rules or internal policies
- Conflicts of interest that were not disclosed to the investor
You do not need to know exactly what went wrong. We’ll review your account statements, advisor communications, and other documents to build the timeline and determine whether misconduct occurred.
Warning Signs of Advisor Misconduct
Many of our clients come to us after months—or years—of confusion. They were told the markets were to blame or that losses were “just part of the process.” But the truth is, not all losses are random.
Common red flags include:
- Your advisor placed trades you didn’t authorize
- Your portfolio feels riskier than what you agreed to
- You lost a large percentage of your savings in a short time
- You’re not getting clear answers to direct questions
- Your account was moved into high-commission or illiquid products
- You were pressured to keep investing even after expressing hesitation
If your gut tells you something is off, trust that instinct. If you were pressured to invest in securities you didn’t understand, a securities lawyer serving Houston can review your account and explain what happened.
Our lawyers are nationwide leaders in investment fraud cases.
FINRA Arbitration: What to Expect
Arbitration is not the same as mediation. This is not a conversation guided by a neutral party. It is a structured legal process that results in a binding decision, similar to a jury verdict.
Here’s what happens during arbitration:
- Both sides submit claims, evidence, and legal arguments
- An arbitration panel of one to three people is selected
- Each side presents its case, including documents, witness testimony, and expert reports
- The panel makes a final, enforceable decision
Because most securities claims go through arbitration, we do not wait to see if a case settles. We prepare from day one. That level of diligence improves outcomes and gives our clients leverage they wouldn’t otherwise have.
We Are The firm other lawyers
call for support.
Our Clients in Houston
We represent retirees, working professionals, small business owners, families, and individuals who trusted an advisor and paid the price for it. What they share is the experience of financial loss and confusion about how it happened.
You do not have to be wealthy to bring a claim. But in most cases, we handle matters where losses exceed $100,000. That threshold helps us devote the time and resources necessary to handle each case the right way.
Every claim we take is prepared as though it will go all the way through arbitration. We maintain a low caseload on purpose so we can do the kind of work that stands up to national firms and Wall Street defenders.
Who We Can Help—and Who We Can’t
Unfortunately, we cannot help if your advisor or financial firm was not involved in the transaction that caused your loss. We don’t handle cases involving:
- Crypto scams through Telegram, WhatsApp, or social media
- Pump-and-dump schemes with no financial advisor involved
- Online trading apps used without guidance
- Family loans or private deals that did not involve a registered firm
If you’ve incurred financial losses due to a broker or financial adviser who involved you and your money in a fraudulent scheme or misconduct, you’re probably frustrated and worried about how you’ll recover your losses. That’s when a securities attorney serving Houston can step in to investigate and, if appropriate, pursue your claim.
Statute of Limitations in Texas
Time limits for filing a securities claim depend on several factors, including the type of misconduct and how long it took to discover it. In certain cases, you must bring a claim within six years under FINRA arbitration rules, but there may be exceptions to make that time shorter or longer.
The best time to consult a securities lawyer serving Houston is when you first suspect something went wrong, not after documents are lost or deadlines are close.
Talk to a Securities Lawyer Serving Houston
You trusted an advisor to help protect your future. When that trust is broken, the damage runs deeper than dollars and cents. You need answers. You need a team that knows how to hold financial professionals accountable.
At Meyer Wilson Werning, we’ve recovered over $350 million for clients nationwide. Our firm focuses on high-stakes securities fraud, backed by a full legal team, advanced technology, and a low client-to-attorney ratio. We prepare every case for arbitration and fight for your recovery with focus, determination, and respect for what you’ve been through.
Contact our securities lawyers serving Houston today to learn how we can help restore your financial security. We’re here to help.
Recovering Losses Caused by Investment Misconduct.