Gregory Gaston Gibson Investigated by Meyer Wilson
Meyer Wilson investigates possible investment losses incurred by current and former clients of Gregory Gaston Gibson (Greg Gibson), a broker and financial advisor currently registered with Dempsey Lord Smith, LLC in Greenville, South Carolina. Gibson has been associated with this firm since 2012. According to FINRA’s BrokerCheck, Gregory Gaston Gibson has been in the securities industry for 36 years and has been registered with 5 firms. His FINRA CRD report reveals 4 disclosures, including 2 regulatory disclosures from 1988 and 1993, and 2 customer disputes.
We Have Recovered Over
$350 Million for Our Clients Nationwide.
Concerning Customer Complaints
In September 2022, a customer dispute against Gibson settled for $102,663. The allegations included unsuitable investment recommendations and misrepresenting investments. Dempsey Lord Smith, LLC settled the dispute by repurchasing the securities. In April 2023, another customer dispute against Gibson settled for $250,000. The allegations included unsuitable recommendations, negligence, misrepresentation and omissions of material facts, and breach of fiduciary duty. Dempsey Lord Smith, LLC settled the matter by repurchasing five securities.
The Financial Industry Regulatory Authority (FINRA) is a self-regulatory organization that oversees the conduct of brokers and brokerage firms in the United States. FINRA’s analysis highlights that Gregory Gaston Gibson’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints. This statistic is a significant cause for concern, as it suggests a pattern of misconduct or unsatisfactory service that has resulted in numerous complaints from customers.
Customer complaints can arise from various issues, such as unsuitable investment recommendations, misrepresentation of investment products, negligence, breach of fiduciary duty, and failure to disclose material information. These allegations can have severe consequences for both the individual representative and the brokerage firm, including financial penalties, disciplinary actions, and reputational damage.
To address customer complaints and maintain a high level of professional conduct, brokerage firms and individual representatives must prioritize ethical practices, transparency, and client-centric service. This may involve implementing robust compliance programs, providing comprehensive training to representatives, and fostering a culture of integrity and accountability within the organization.
Ultimately, the high number of customer complaints against Gregory Gaston Gibson highlights the importance of vigilance and proactive measures to protect the interests of investors and maintain the integrity of the financial industry.
Investors with Gregory Gaston Gibson Seek Assistance
If you have experienced financial losses due to the actions or recommendations of Gregory Gaston Gibson while he was associated with Dempsey Lord Smith, LLC in Greenville, SC, you may have legal recourse to recover your losses. Meyer Wilson offers a free consultation to assess your case and explore the possibility of pursuing a FINRA arbitration claim.
With years of experience representing clients nationwide in FINRA arbitration proceedings, Meyer Wilson has a proven track record of success in recovering investment losses on a contingency fee basis. This means you won’t be charged any upfront fees, and their legal fees are only payable if they secure a favorable outcome for you.
Don’t hesitate to take action and protect your financial interests. Contact Meyer Wilson by calling 866-938-2021 to schedule a confidential consultation with their experienced securities lawyers. They will thoroughly review your case and guide you through the legal process, ensuring your rights are upheld and your losses are potentially recovered.
Take Control of Your Financial Future
Don’t let financial losses resulting from questionable actions or recommendations go unaddressed. Meyer Wilson is dedicated to fighting for the rights of investors and holding financial professionals accountable. By seeking their legal assistance, you can take a proactive step towards potential recovery and regaining control of your financial future.
Written By: Courtney Werning
Recovering Losses Caused by Investment Misconduct.