Securities claims usually happen when financial advisors or brokers don’t do their jobs properly, putting your financial security at risk. If you depend on your savings for retirement, losses caused by their mistakes can be even more harmful because there is less time to make up for them. A Sun City securities lawyer can help you.
If you lost more than $100,000 due to the mistakes or misconduct of a broker, advisor, or financial company, Meyer Wilson Werning is here to support you. Since 1999, our securities lawyers have helped clients recover over $350 million. However, if your broker or advisor was not involved in your losses, it is unlikely our team can help with your case.
We have over 75 years of combined legal experience managing complicated securities cases. Our securities lawyers serving Arizona want to empower you to build a financially comfortable future. Call today to schedule a free consultation.
Strong Legal Representation by Experienced Sun City Securities Lawyers
Our team includes experienced attorneys supported by a large group of legal professionals. This gives us the strength and resources needed to stand up against powerful Wall Street firms.
With our size and resources, our nationwide securities lawyers can manage these tough cases more effectively and give you a better chance at success.
You Can Afford Quality Representation
We understand how stressful financial problems can be, so our goal is to make the process as easy and stress-free as possible. We want you to feel confident and supported throughout the financial recovery process.
We handle cases on a contingency fee basis. This means you won’t owe us any money unless we successfully recover funds on your behalf. You can meet with us for the first time without any cost; there are no fees or hidden charges.
This approach lets you explore your legal options and receive advice without worrying about paying upfront.
We Have Recovered Over
$350 Million for Our Clients Nationwide.
Signs of Misconduct in Your Securities Portfolio
It’s not always easy to tell when a financial advisor or broker is doing something wrong. They often seem professional, polite, and reliable, which can hide warning signs. Many issues happen quietly without your knowledge, and you might not realize there’s a problem until you’ve already lost a significant amount.
If you notice any of the following signs, contact our Sun City securities attorneys right away:
- Unexplained losses in your account: Sudden drops in your securities value without a clear reason or explanation from your advisor are a red flag.
- Lack of communication from your advisor: Your calls or emails go unanswered, or your advisor avoids providing updates about your portfolio.
- Unauthorized trades or transactions: Look out for trades made in your account without your approval or knowledge.
- Promises of guaranteed or unusually high returns: Claims that you’ll earn big profits with little or no risk are unrealistic and suspicious.
- High fees or excessive trading (churning): Your broker may engage in frequent buying and selling in your account that benefits their bottom line but harms your portfolio.
- Pressure to invest in risky or unsuitable securities: You may be pushed to invest in products that don’t fit your financial goals, age, or risk tolerance.
- Missing or altered documents: Be suspicious if you have difficulty accessing your account statements or notice discrepancies in paperwork.
- Broker or advisor ignoring your instructions: Your requests or limits are not followed, and your financial actions don’t align with your directions.
If you notice any of these red flags, don’t delay. The longer you wait, the harder it can be to get your money back or gather the proof needed for your case. Important documents might disappear over time, making it more difficult to uncover the truth.
Types of Cases Our Securities Attorneys Serving Sun City Handle
A financial advisor’s negligence or acts of misconduct can take many forms. If you are unsure whether your case qualifies for compensation, contact us. Our securities lawyers serving Sun City will review your claim and explain your next steps.
Types of securities cases we handle include:
- Overconcentration: Putting too much of your money into one stock or sector, increasing risk and potential losses
- Inappropriate recommendations: Suggesting financial actions that don’t fit your financial goals, risk tolerance, or age
- Ponzi schemes: Fraudulent scams that pay returns to earlier investors using money from new investors
- Improper use of margin accounts: Using borrowed money in your account in risky ways without your clear consent or understanding
- Account manipulation: Unauthorized changes or trades in your account to benefit the broker, not you
- Churning: Excessive buying and selling of securities in your account to generate commissions, harming your returns
The common base of many types of securities misconduct and negligence cases is a breach of the duty that financial professionals owe to their clients. This means advisors, brokers, or firms fail to act with the care, honesty, and loyalty expected when managing your securities.
Whether it’s through fraud, poor advice, unauthorized trading, or hiding important information, these actions put your money and financial future at risk. At its core, securities misconduct involves a violation of trust and responsibility, leading to financial harm.
Our lawyers are nationwide leaders in investment fraud cases.
Call Experienced Sun City Securities Attorneys Now
You spent years saving money and trusted a financial advisor to manage your securities carefully. When that trust is broken, it can be very damaging, especially if you rely on those funds for retirement or your future. Contact Meyer Wilson Werning today to find out how you can protect your money and start rebuilding your portfolio.
Our securities lawyers work nationwide and are known for leading the fight against securities fraud and misconduct. With years of proven success and knowledge in securities law, we are frequently sought after for guidance and leadership in these challenging cases.
Recovering Losses Caused by Investment Misconduct.