Serious investment losses caused by securities fraud or financial-professional misconduct can threaten your long-term financial security.
If you suffered $100,000 or more in losses due to the wrongful actions of a stockbroker, financial advisor, or investment firm, a Macon securities lawyer can evaluate your situation and explain your options for recovery.
At Meyer Wilson Werning, we have represented thousands of investors nationwide and recovered more than $350 million since 1999. Our firm has earned national recognition for its work protecting investors and holding financial professionals accountable. Schedule a free consultation today and speak with our Georgia securities lawyers about your potential case.
The Benefits of Hiring a Securities Attorney Serving Macon
When your financial stability has been jeopardized by a financial advisor or investment firm, trying to address the problem on your own can be extremely difficult. Securities law is a highly technical field, and the institutions responsible for your losses often have deep legal resources and large defense teams.
Working with an experienced nationwide securities lawyer ensures you have knowledgeable legal representation capable of handling this difficult process. Whether you’re dealing with misleading investment advice, account mismanagement, or outright fraud, having legal guidance is crucial.
Providing a Detailed Evaluation of Your Investment Losses
Identifying the complete scope of your losses can be a challenging process. Many investors don’t initially realize how many factors can contribute to the total amount recoverable in a securities case. Market fluctuations, unsuitable investment recommendations, misrepresentations, unauthorized trades, and excessive risk exposure must all be considered.
Our Macon securities attorneys conduct a comprehensive review of your situation by analyzing:
- Account statements and transaction histories
- Your original investment objectives and risk tolerance
- Communications, emails, and disclosures from your advisor
- Changes to your portfolio over time
In addition to the direct loss you incurred, a knowledgeable securities lawyer will take into account any lost opportunities, fees you should not have paid, improper commissions, interest, and tax implications. This in–depth assessment helps us form the strongest possible foundation for pursuing full and fair compensation.
Pinpointing Fraud, Misrepresentation, or Negligence
Not every investment loss is the result of normal market movement. In many cases, losses stem from avoidable misconduct or violations of industry rules by financial professionals.
Financial advisors and brokers have obligations under securities laws and industry rules appropriate to their roles and licensing. When that responsibility is breached, investors have the right to hold those parties accountable.
Our Macon securities fraud lawyers will investigate your case to determine whether your losses resulted from actions such as:
- Recommendations of investments that were inappropriate for your age, financial profile, or risk tolerance
- Misleading statements, false assurances, or failure to disclose key risks
- Unauthorized transactions or excessive trading meant to generate commissions (“churning”)
- Breaches of fiduciary duty or violations of FINRA and SEC regulations
- Negligent supervision by brokerage firms
By reviewing documentation, consulting industry experts, and tracing the decision-making that led to your losses, we build clear, evidence-based claims that demonstrate where and how your advisor went wrong.
Negotiating Settlement Agreements and Resolving Claims Through Mediation
Most disputes between investors and financial firms never reach a courtroom. Nearly all brokerage agreements signed by investors include clauses requiring that disputes be handled through arbitration with the Financial Industry Regulatory Authority (FINRA).
Before a case proceeds to a formal arbitration hearing, however, many are resolved through direct negotiations or mediation.
Our legal team has extensive experience negotiating favorable settlements for clients in the Macon area and throughout the United States. Mediation can be especially beneficial because it:
- Allows both sides to explore solutions with the help of a neutral mediator.
- Is typically faster and less stressful than arbitration.
- Gives investors more control over the outcome.
During mediation, our securities fraud attorneys serving Macon advocate aggressively for your best interests while still aiming for a practical resolution. If mediation does not lead to a fair result, we are fully prepared to move forward with arbitration.
Arbitration Through FINRA
Should settlement discussions fail to produce an agreement, your case will proceed to FINRA arbitration, a formal, private dispute-resolution process. During arbitration, both the investor and the financial institution present their evidence to a panel of arbitrators, who ultimately issue a legally binding decision.
Unlike mediation, arbitration is mandatory under most brokerage contracts, and the decision of the arbitrator or arbitration panel can rarely be appealed.
At Meyer Wilson Werning, our securities arbitration and litigation lawyers serving Macon approach every case with the expectation that it may proceed to arbitration. This preparation ensures that we are ready to present:
- Thorough financial analyses
- Expert testimony
- Documentary evidence demonstrating misconduct
- Detailed arguments outlining the breach of rules or duties
We have appeared before FINRA arbitration panels hundreds of times over the past 25 years, and our familiarity with the process allows us to anticipate defense strategies and present compelling cases on behalf of our clients.
We Have Recovered Over
$350 Million for Our Clients Nationwide.
Types of Securities Cases We Handle for Investors in Macon
Our practice is focused exclusively on securities fraud and financial professional misconduct. While some investors contact us with losses from independent ventures, such as speculative startups or private deals, we only represent clients when a licensed financial advisor or broker was responsible for steering them into inappropriate or harmful investments.
Some of the cases we most often handle include:
- Recommendations of unsuitable or excessively risky investments
- Failure to disclose risks or material information
- Elder financial exploitation by trusted advisors
- Ponzi schemes or fraudulent investment programs involving brokers
- Breach of fiduciary duty
- Failure by firms to supervise their brokers or advisors
If you’re uncertain whether your situation qualifies, we encourage you to contact our office. A Macon securities attorney can evaluate your case and explain your options for pursuing compensation.
Representation for Investors in Macon and Throughout Georgia
Whether you live in Macon or a surrounding Central Georgia community, our firm is fully equipped to assist you. Because many securities disputes are handled remotely through document exchange, conference calls, and online hearings, clients rarely need to travel. We provide:
- Virtual case evaluations
- Remote document review
- Secure digital communication
- Nationwide legal representation
Over the years, we have taken action against nearly every major brokerage firm in the United States. We understand the tactics they use and the methods they rely on to defend claims.
Our national presence and focused experience allow us to provide Macon investors with the same level of service we offer clients across the country.
Our lawyers are nationwide leaders in investment fraud cases.
Speak With a Knowledgeable Securities Lawyer Serving Macon Today
Experiencing serious investment losses can feel devastating. Fortunately, the team of experienced securities fraud attorneys at Meyer Wilson Werning is committed to helping investors in Macon pursue justice and recover the money they lost due to professional misconduct.
The Best Lawyers in America® have consistently recognized our firm and its attorneys, and we bring decades of experience to every case we handle.
We operate on a contingency fee basis, meaning you pay nothing unless and until we successfully recover compensation on your behalf. Contact us today for a free case evaluation.
Recovering Losses Caused by Investment Misconduct.
