$41 Million Investor Dispute: The Case of Evan Troop and Unsuitable Investments Broker Evan Troop (CRD #: 6359623), affiliated with J.P. Morgan Securities finds himself at the center of a large investor dispute, where a customer has claimed that unsuitable investment recommendation has led to a claim of $41 million in damages, as reported on …
Wente Kao Terminated by TransAmerica
TransAmerica Financial Advisor Dismissal: A Dive into Unauthorized Trading Concerns At Meyer Wilson, we’re committed to keeping our clients and the investment community informed about pivotal developments in the financial advisory landscape. A notable event has come to our attention: the dismissal of Wente Kao from TransAmerica Financial Advisors, spotlighting the critical issue of unauthorized …
Advisor Joseph Desapio Suspended by FINRA Over Reg BI Violations
FINRA Suspends Financial Advisor Joseph Desapio The Financial Industry Regulatory Authority has suspended Joseph Desapio for 15 months for recommending unsuitable trades in four accounts held by three customers, one of whom was over 70, in violation of the best-interest obligation under Regulation Best Interest. From June 2017 through June 2021, Joseph Desapio recommended “quantitatively unsuitable …
David Flinchum Terminated: Bessemer Investor Services Takes Action Against Broker
Broker David Flinchum’s Termination Explained David Flinchum, a broker previously registered with Bessemer Investor Services, has been terminated from his firm, as of February 2024. This article explores the circumstances leading to his dismissal and how affected parties can seek assistance. Understanding the Termination of David Flinchum On February 6, 2024, David Flinchum’s employment with …
Blake Lynch of Cetera Advisor Networks Terminated
Understanding Your Rights: The Case of Blake Lynch’s Termination Broker Blake Lynch saw his career at Cetera Advisor Networks come to an end, as his BrokerCheck record reflects. This information might spark concerns about his conduct and what it means for his former clients. Why Blake Lynch Was Dismissed The firm terminated Blake Lynch due …
Texas Excessive Trading / Churning Lawyer
Losing money due to excessive trading or “churning” can leave you feeling angry, helpless, and even embarrassed. However, you may be able to hold the unscrupulous financial advisor responsible. At Meyer Wilson, our Texas investment fraud lawyers help clients like you seek financial recovery for their investment losses. With decades of combined experience, our firm …
What Happened To WeedGenics? | Ponzi Schemes Explained
The WeedGenics Collapse: Understanding and Recovering from Ponzi Schemes In the ever-evolving landscape of financial fraud, it’s important to be made aware of schemes like that of WeedGenics. Ponzi schemes have alarmingly surged in prevalence since the COVID-19 pandemic, with the year 2023 having been particularly notable, witnessing an unprecedented spike in these deceptive investment …
Wells Fargo Broker Forrest Wester Barred By FINRA
Broker Sanctioned: Explaining the Case of Forrest Wester and FINRA Sanctions At Meyer Wilson, we specialize in guiding clients through the complexities of investment disputes, particularly those involving securities broker misconduct. The case of Forrest Addington Wester (CRD: 2559502, Midland, Texas), a former broker with Wells Fargo Clearing Services LLC, highlights the challenges investors face …
FINRA Bars Hector Jesus Hernandez In Money Concepts Corp. Investigation
Advisor Hector Jesus Hernandez Barred We shed light on a significant case of financial advisor misconduct that underscores the critical nature of FINRA regulations and the need for investor protection. The Case of Hector Jesus Hernandez A stockbroker from Shavano Park, Texas, Hector Jesus Hernandez, has faced severe repercussions for his actions, leading to a …
Fifth Investor Dispute Lodged Against Brian Court: Now What?
Understanding Broker Misconduct: The Case of Brian Court Broker misconduct can significantly impact investors, leading to financial losses and a breach of trust. A recent example involves Brian Court (CRD #: 2591547), a broker previously affiliated with Aegis Capital Corp. His BrokerCheck record reveals a series of investor disputes that shed light on the risks …
Georgia Excessive Trading / Churning Lawyer
Excessive trading, also known as churning, poses significant risks to investors while benefiting financial advisors and brokers through commissions. When a financial professional excessively trades securities in a client’s account for their own gain, it can result in substantial losses for the investor. If you suspect you’ve fallen prey to investment churning in Georgia, it’s …
Louisiana Excessive Trading / Churning Lawyer
Losing money to excessive trading or “churning” can be devastating, leaving you feeling angry and worried about the future. Fortunately, you have the right to hold unscrupulous investors accountable for their actions. A Louisiana investment fraud lawyer from Meyer Wilson can help you seek justice. With decades of collective experience, our firm has recovered over …
- 1
- 2
- 3
- …
- 181
- Next Page »