Meyer Wilson Partner David P. Meyer has co-authored a new joint report from PIABA and PIABA Foundation on the FINRA expungement process.
Released on Tuesday, May 18, the 2021 Updated Study on FINRA Expungements details years of findings that show FINRA’s expungement arbitration process allows brokers and brokerage firms to game the system and erase valid complaints from public record. As Mr. Meyer asked during a press conference for the new study:
“With so many brokers’ records being erased through unopposed expungements, how can BrokerCheck be relied upon today by investors to make informed decisions about whom they trust to manage their life savings?”
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