Call Now For a Free Consultation:
(614) 502-6165

Finra Department of Enforcement Files Complaint Against Winston Wade Turner

The Department of Enforcement has filed a complaint against former MetLife Securities and Pruco Securities broker Winston Wade Turner (CRD #5965386) amidst allegations that he engaged in misconduct relating to the sales and exchange of variable annuities and other investments. According to the allegations, Turner induced customers to exchange existing investments, often times incurring large surrender charges, while hiding the true source of the customers’ funds from his brokerage firm.

He allegedly split the exchanges in multiple transactions in any effort to circumvent additional supervisory scrutiny from his brokerage firm. Turner is also accused of using forged signatures, as well as using email addresses he owned while claiming them to be emails of customers on various documents so he would receive the account notifications rather than the actual customer.

The complaint also alleges that Turner falsely represented securities, informing customers that their transactions would earn a “guaranteed” minimum annual interest. FINRA states that he paid one customer out of his own pocket to make up for the expected return and made it appear as though the money was from the securities.

At Meyer Wilson, our securities fraud attorneys are dedicated to helping our clients recover their losses after investment misconduct. If you invested and lost money with former Pruco Securities and MetLife broker Winston Wade Turner, our firm may be able to help you seek legal action to hold the responsible party accountable for their actions. Call our firm today to discuss your potential claim in a free consultation and learn more about your legal rights and options.

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

Share This Story
If you found the information provided by this article useful, consider sharing to your social media channels to help others in their search for reliable resources.
Consult with Our Legal Team
There is never a cost associated with a consultation
Columbus Office

614-224-6000
305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

310-905-8688
2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

216-600-1355
4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

248-817-8214
41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
Quick Links
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
Read More
chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram