Financial professionals have the duty to deal in good faith with you, as the client. Many courts have determined that they owe a fiduciary duty to their clients. d When an advisor violates this trust, it is considered a breach of fiduciary duty and the brokerage firm may be held liable for your financial losses.
Breach of fiduciary duty claims are generally handled in arbitration before the Financial Industry Regulatory Authority (FINRA). The investment fraud lawyers at Meyer Wilson have experience representing clients in arbitration, litigation, mediation and class action lawsuits.
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