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Negligent Adviser

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How Do I Know if My Adviser Was Negligent?

When it comes to negligence claims against financial professionals, the central issue is whether the advisor’s conduct fell below the applicable  standard of care. This means whether the advisor followed securities industry rules and standards  or acted in a reasonably prudent manner in their relationship with the customer. . 

If you have experienced financial loss due to the negligence of your advisor, you may be able to hold the brokerage firm liable. Advisor negligence cases are generally handled in arbitration before the Financial Industry Regulatory Authority (FINRA). Our experienced lawyers represent investors nationwide in securities arbitration and litigation claims. For a free case evaluation, contact us by filling out our online form.

Before you invest, we encourage you to research your broker by searching their CRD number.

Columbus Office

614-224-6000
305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

310-905-8688
2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

216-600-1355
6140 Parkland Blvd.,
Suite 330
Mayfield Heights, OH 44124
Bloomfield Hills Office

248-817-8214
41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
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The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
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