In order to pursue a misrepresentation claim against your financial advisor, you will need to show that:
Although these items may seem clear-cut to you, if you go it alone you will likely find it difficult to prove when you go up against the brokerage firm's experienced legal team during FINRA arbitration. You will need to have a carefully prepared case and a deep knowledge of arbitration proceedings to get the best outcome.
If you have any questions about FINRA arbitration, misrepresentation, or omissions, speak with one of our experienced securities fraud attorneys today. We have represented victims of securities and investment fraud all over the nation, and we have helped our clients recover millions of dollars in losses. If you'd like more information about how to protect yourself from investment scams and unscrupulous advisors, call us today.