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Common Questions Regarding Stockbroker Mediation

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Common Questions Regarding Stockbroker Mediation

Mediation of Investment Claims

Two of the most common ways to resolve a claim of financial advisor misconduct are through mediation and arbitration. While similar, the two forms of dispute resolution differ slightly. Mediation is a voluntary process that occurs when the parties agree to try to resolve the case using a trained mediator. 

The mediator is a neutral, third party who helps to facilitate a settlement. However, unlike arbitration, the mediator does not reach a binding agreement with the parties. The parties have control over the case and involvement in the mediation process is completely voluntary.

The Financial Industry Regulatory Authority (FINRA) offers both mediation and arbitration to resolve disputes among investors, brokers, and brokerage firms. It is important to discuss your case with an attorney to determine your legal options including mediation. 

Contact Our Office to Discuss Your Rights

If you sustained losses due to stockbroker misconduct or securities fraud, you might be eligible to file an investor claim. Investor claims may be resolved through arbitration, mediation, or litigation. 

To determine the best course of action in your case, contact Meyer Wilson at (614) 532-4576 for a free case evaluation. All consultations are free and without obligation to retain our services. We represent investors nationwide. 

Common Questions

Atlanta Office

945 East Paces Ferry Road, Suite 2275
Atlanta, GA 30326
Columbus Office

614-224-6000
305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
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New Orleans, LA 70130
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310-905-8688
2029 Century Park East,
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Los Angeles, CA 90067
Cleveland Office

216-600-1355
4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

248-817-8214
41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
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The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
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