Complaints Database Broker Name
Anthony Seifert
Complaints Database Employer
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Complaints Database Allegations
The client alleges unauthorized trading and unsuitable investment recommendations from March 2021 through February 2022. With no further information available, Merrill Lynch settled this issues with $366,000 and reported the complaint after the settlement.
Complaints Database Outcome
Settled