Investment & Securities Fraud Lawyer
Call Now For a Free Consultation: 614-532-4576 Nationwide Representation
614-532-4576 Nationwide Representation
Call Now For a Free Case Consultation

Christopher Black

Call to Action Case Results Team Page Fill Out Form

Complaints Database Broker Name

Christopher Black

Complaints Database Employer

UBS Financial Services Inc.

Complaints Database Allegations

Representative Christopher Black is the subject of multiple pending allegations and one arbitration award. Black's customers allegedly experienced significant losses utilizing his Yield Enhancement Strategy, which involved misleading recommendations to invest in and hold in an unsuitable options overlay strategy, hedge funds, structured notes, and private equity funds.

Complaints Database Outcome

Pending/Award

Christopher Black Securities Blogs:

Stifel Nicolaus Faces $2.3 Million Fine Over Exchange-Traded Products Supervision Failures

Exchange-traded products (ETPs) are under the spotlight once again as Stifel, Nicolaus & Co. has been fined $2.3 million for...

What Is Cherry Picking?

Cherry-picking is a deceitful practice in which investment advisers or brokers allocate profitable trades to themselves or favored clients and...

William Shane Garrow Pleads Guilty to $4.2 Million Scheme

The case of William Shane Garrow—a former Senior Vice President at the Bank of Oklahoma—demonstrates the severe consequences when financial...

Robinhood Fined $45 Million by the SEC for Compliance and Cybersecurity Failures

Robinhood has been fined $45 million by the Securities and Exchange Commission (SEC), drawing attention to the increasing regulatory scrutiny...

We’ll Get Started With These 3 Simple Steps

  1. Connect with a securities fraud attorney from our legal team for a strategic analysis of your claim at no charge. It’s easy to connect with us with a web form, online chat, or phone call.

  2. If you have a strong claim to recover your investment losses, we will send you a client agreement to review and sign hassle-free on your phone, tablet, or computer. All cases are handled on a contingency fee basis.

  3. Once you hire us, we will file your case in a timely manner and keep you informed every step of the way. You choose how to communicate with your securities fraud lawyer: telephone calls, emails, video meetings, or text messages.

We Are Available To Take Your Call 614-532-4576
Investment & Securities Fraud Lawyer Consult With Our Legal Team

There is no cost associated with a case consultation

    You will be contacted by a member of the Investor Claims team within 24 hours. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship.

    Industry News & Information

    July 12, 2025

    David Lerner Associates and Energy Investments

    David Lerner Associates has been under regulatory scrutiny for its handling of energy investments—especially regarding unsuitable recommendations and improper supervision....
    July 10, 2025

    Roger Roemmich Facing Over $16M in Allegations

    Since January 2025, Roger Roemmich has had 3 customer disputes added to his record, totaling over $16 million in damages...
    July 9, 2025

    Cynthia Giovacchino: 12 Investor Complaints in 4 Years

    Cynthia Giovacchino, currently registered with Osaic Institutions, Inc. in Seymour, Connecticut, has been the subject of multiple customer disputes involving...
    July 8, 2025

    Summit Brokerage Services, Inc.

    Summit Brokerage Services has faced serious allegations including unauthorized trading, churning, and breach of fiduciary duty. These complaints reflect deeper...
    More Articles