Complaints Database Broker Name
Jason Cook
Complaints Database Employer
Berthel, Fisher & Company Financial Services, Inc.
Complaints Database Allegations
In a complaint that has evolved into Arbitration, a customer of Berthel Fisher & Co. has alleged that Jason Cook overconcentrated their portfolio into unsuitable, illiquid Private Placements, including Direct Investment DDP's and Real Estate Securities causing Cook's client to lose a significant amount of their investment. A similar customer allegation was recently withdrawn.
Complaints Database Outcome
PENDING