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FAQs Securities Blogs:

Stifel Nicolaus Faces $2.3 Million Fine Over Exchange-Traded Products Supervision Failures

Exchange-traded products (ETPs) are under the spotlight once again as Stifel, Nicolaus & Co. has been fined $2.3 million for...

What Is Cherry Picking?

Cherry-picking is a deceitful practice in which investment advisers or brokers allocate profitable trades to themselves or favored clients and...

William Shane Garrow Pleads Guilty to $4.2 Million Scheme

The case of William Shane Garrow—a former Senior Vice President at the Bank of Oklahoma—demonstrates the severe consequences when financial...

Robinhood Fined $45 Million by the SEC for Compliance and Cybersecurity Failures

Robinhood has been fined $45 million by the Securities and Exchange Commission (SEC), drawing attention to the increasing regulatory scrutiny...

We’ll Get Started With These 3 Simple Steps

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If you have a strong claim to recover your investment losses, we will send you a client agreement to review and sign hassle-free on your phone, tablet, or computer. All cases are handled on a contingency fee basis.
Once you hire us, we will file your case in a timely manner and keep you informed every step of the way. You choose how to communicate with your securities fraud lawyer: telephone calls, emails, video meetings, or text messages.

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Industry News & Information

July 31, 2025

Echo Therapeutics

Echo Therapeutics (NASDAQ: ECTE) presents notable risks for investors, particularly those who may have relied on their financial advisor’s guidance....

July 30, 2025

Starwood REIT (SREIT) Investors Encounter Troubling Redemption Restrictions

Starwood Real Estate Income Trust Inc. (SREIT), one of the largest non-traded REITs in the country, is under increased scrutiny...

July 28, 2025

How to File an IC3 Report After Your Crypto Was Stolen

Filing an IC3 report is one of the most important first steps for victims of cryptocurrency fraud. The FBI’s Internet...

July 27, 2025

Edward Jones, LPL, and Others Settle for $19M Over Excessive Commissions

Excessive commissions charged by brokerage firms such as Edward Jones have become a growing concern for retail investors. A recent...

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Nationwide Securities Lawyer

Stifel Nicolaus Faces $2.3 Million Fine Over Exchange-Traded Products Supervision Failures

What Is Cherry Picking?

William Shane Garrow Pleads Guilty to $4.2 Million Scheme

Robinhood Fined $45 Million by the SEC for Compliance and Cybersecurity Failures

We’ll Get Started With These 3 Simple Steps

Echo Therapeutics

Starwood REIT (SREIT) Investors Encounter Troubling Redemption Restrictions

How to File an IC3 Report After Your Crypto Was Stolen

Edward Jones, LPL, and Others Settle for $19M Over Excessive Commissions

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