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Religious Affinity Fraud: A Guide to Protecting Your Faith and Finances

Affinity fraud is one of the most damaging forms of financial deception — and religious communities are among its most...

SEC Orders Vanguard and Empower to Pay $25 Million Over Misleading Disclosures

On August 29, 2025, the Securities and Exchange Commission (SEC) announced enforcement actions against Vanguard Advisers and Empower Advisory Group...

Stifel Nicolaus Faces $2.3 Million Fine Over Exchange-Traded Products Supervision Failures

Exchange-traded products (ETPs) are under the spotlight once again as Stifel, Nicolaus & Co. has been fined $2.3 million for...

What Is Cherry Picking?

Cherry-picking is a deceitful practice in which investment advisers or brokers allocate profitable trades to themselves or favored clients and...

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    Industry News & Information

    October 23, 2025

    What is the SEC IAPD (Investment Adviser Public Disclosure) And How to Use It

    When investors hand over their life savings to a financial advisor, trust is everything. But how can you verify that...
    October 22, 2025

    Navigating S&P 500 Futures: An Investor’s Guide

    S&P 500 futures have become one of the most widely used tools for investors seeking exposure to the U.S. equity...
    October 21, 2025

    Retail Ecommerce Ventures Accused of $112 Million Ponzi Scheme Behind RadioShack Comeback

    Retail Ecommerce Ventures (REV), the company that once promised to revive brands like RadioShack and Pier 1 Imports, now faces...
    October 20, 2025

    Religious Affinity Fraud: A Guide to Protecting Your Faith and Finances

    Affinity fraud is one of the most damaging forms of financial deception — and religious communities are among its most...
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