Investors trust a financial advisor to act in their best interests. Unfortunately, this isn’t always the case. Some securities professionals engage in illegal activities for their own gain, harming their clients in the process. If you notice suspicious transactions in your portfolio, a securities fraud lawyer serving Delray Beach, FL, can investigate.
Since 1998, Meyer Wilson has been protecting investors like you, recovering over $350 million for our clients. A Florida investment fraud lawyer from our team will fight to recover all your losses and hold those responsible accountable. Contact us today for a free case review.
Our Delray Beach Securities Fraud Attorneys Handle Different Types of Claims
Securities fraud can take many forms, but it always leads to innocent people suffering financial losses. As experienced investment fraud lawyers, we will guide you through the financial recovery process. Trust us to manage your case and fight for your financial security.
Common securities fraud and misconduct cases include:
- Over-concentrating portfolios: Advisors place a disproportionate amount of your assets into a single security or a limited number of securities, which exposes you to higher risk. This practice goes against the fundamental principle of diversification, which mitigates risk in investment portfolios.
- Failure to supervise: Proper supervision ensures that all financial professionals adhere to regulatory standards, ethical practices, and the firm’s policies. When supervision is lacking, fraudulent activities are more likely to occur.
- Risky investments: Financial advisors place you into high-risk investments without adequately disclosing the associated dangers or ensuring that these investments align with your financial goals and risk tolerance.
- Risky oil and gas investments: The oil and gas sector is notoriously volatile, with substantial potential for loss due to fluctuating market conditions, regulatory changes, and operational risks. When advisors push these investments for their financial gain without proper risk disclosure, they violate regulatory requirements.
- Churning: A financial professional excessively trades your account to generate higher commissions for themselves rather than to benefit your investment goals. Churning can be recognized after high trading fees in your portfolio.
During our years of practice, we have managed various types of claims, giving us valuable insights into different situations. This broad experience allows us to easily tackle the unique challenges each case may bring.
We have established a strong track record of successful case results, demonstrating our commitment to achieving favorable outcomes for our clients. This proven success underscores our ability to navigate difficult legal situations effectively and deliver justice for those we represent.
We Have Recovered Over
$350 Million for Our Clients Nationwide.
Recognizing the Signs of Securities Misconduct
Recognizing securities misconduct can be difficult, even with clear warning signs. It’s like piecing together a complex puzzle; the clues may be there, but the connections are often unclear. The early signs of securities misconduct can be subtle and varied, making it hard to detect when a financial advisor has violated your trust.
Red flags that signal securities misconduct or fraud include:
- Excessive and unauthorized trading
- Inadequate risk disclosure
- Poor performance inconsistent with market trends
- Overly complex securities strategies
- Lack of transparency
Closely monitoring your portfolio is essential to detecting potential misconduct. Watch for deviations from the expected performance of your investments and unexplained transactions in your account. These irregularities could signal that something is wrong and may require further investigation.
Recovering Your Losses After Securities Fraud
If you’ve fallen victim to securities fraud, you may recover your losses. An investment fraud attorney can review your case and plan a strategy to get your money back. At Meyer Wilson, we will carefully listen to your account and gather all relevant evidence to build a compelling case. We’ll create a tailored strategy that aligns with your needs.
FINRA Arbitration
Most securities and investment fraud cases are resolved through arbitration. This is an alternative to going to court and is generally faster and more efficient. Arbitration often allows you to address the misconduct and recover your money more quickly if your claim is successful.
The Financial Industry Regulatory Authority (FINRA) administers the arbitration porcess. An impartial panel of arbitrators or a single arbitrator will hear both sides of the case and issue a binding decision. This means that the ruling is final and must be adhered to, providing a definitive resolution to the dispute.
Securities Litigation
In rare cases where arbitration isn’t available, you may file a lawsuit against the at-fault financial advisor. This legal route lets you present your claim to a judge or jury, offering a more formal and public way to seek compensation.
Handling a lawsuit without legal representation can be very challenging. A securities fraud attorney serving Delray Beach, FL, will protect your rights throughout the legal process. Having a skilled lawyer by your side can be extremely beneficial in navigating the complexities of the case.
Our lawyers are nationwide leaders in investment fraud cases.
Call a Delray Beach Securities Fraud Attorney Today
Do you have concerns about your securities advisor’s actions? Don’t ignore your instincts. Speak with an experienced securities fraud lawyer serving Delray Beach from our team. We will review your investment portfolio and check for any signs of misconduct.
At Meyer Wilson, we have extensive experience with securities fraud claims. We offer compassionate guidance throughout the arbitration process. Your attorney will give you all the information you need to make confident decisions about your case. Contact us today to explore your options and get the help you need.
Recovering Losses Caused by Investment Misconduct.