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Blog: Securities Fraud

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April 7, 2025

Stock Market Today: Margin and Naked Options Strategies Devastate Investors

The recent downturn in the U.S. stock market—among the sharpest declines in the last five years—has sent shockwaves through investors'...
March 22, 2025

SEC Issues $393 Million in Fines for Off-Channel Messaging Violations

The SEC’s $393 million in off-channel messaging fines highlights regulators’ intensified focus on unauthorized business communications conducted on personal devices...
March 20, 2025

What Is Cherry Picking?

Cherry-picking is a deceitful practice in which investment advisers or brokers allocate profitable trades to themselves or favored clients and...
March 14, 2025

Osaic and Securities America Fined by FINRA For Cybersecurity Failures

FINRA has fined Osaic Wealth and Securities America $150,000 each for cybersecurity lapses that exposed the personal and financial information...
December 25, 2024

Yieldstreet Investment Lawsuit Reaches $9M Settlement After High-Risk Debt Claims

A federal judge in the Southern District of New York has granted preliminary approval for a $9 million settlement in...
December 22, 2024

Proving Securities Fraud: Challenges and Strategies in Arbitration

Navigating the World of Securities Fraud: Challenges and Solutions for Victims Securities fraud is a serious issue that threatens the...
November 20, 2024

James Liebes: Arizona Dealer Fined $759K for Fake Stock Scam

Imagine investing your savings with someone you trust, only to find out that the stocks they sold you weren’t real....
September 11, 2024

Jeffrey Wayne Davidson Sanctioned by FINRA in 2024

What Investors Should Know About Jeffrey Davidson's FINRA Sanction The case of Jeffrey Wayne Davidson has captured attention in the...
September 1, 2024

Jonmark Richardson Faces Rising Investor Complaints in 2024

New 2024 Complaints Against Jonmark Richardson: Implications and Insights In the field of financial advising, trust and integrity are essential...
April 25, 2024

Darren McGovern Resigns Following Client Impersonation Allegations | What To Do Next

Disturbing Impersonation Claims Raise Ethical Concerns for Former Financial Advisor The financial industry prides itself on building trust and transparency...
February 19, 2024

John Fagan Barred by FINRA: What’s Coming Next

FINRA Disciplinary Actions: Understanding the Impact on Investors and Brokers: At Meyer Wilson, we are committed to keeping the public...
March 25, 2022

Meyer Wilson Representing Investors in Annuity Misrepresentation Case

Meyer Wilson recently filed a securities arbitration case against the Leaders Group, Inc. concerning allegations that its former registered representative,...

Meyer Wilson Representing Investors in Annuity Misrepresentation Case Securities Blogs:

Stifel Nicolaus Faces $2.3 Million Fine Over Exchange-Traded Products Supervision Failures

Exchange-traded products (ETPs) are under the spotlight once again as Stifel, Nicolaus & Co. has been fined $2.3 million for...

What Is Cherry Picking?

Cherry-picking is a deceitful practice in which investment advisers or brokers allocate profitable trades to themselves or favored clients and...

William Shane Garrow Pleads Guilty to $4.2 Million Scheme

The case of William Shane Garrow—a former Senior Vice President at the Bank of Oklahoma—demonstrates the severe consequences when financial...

Robinhood Fined $45 Million by the SEC for Compliance and Cybersecurity Failures

Robinhood has been fined $45 million by the Securities and Exchange Commission (SEC), drawing attention to the increasing regulatory scrutiny...

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