When investors lose money due to the advice or actions of a financial advisor, disputes are most often handled through a process called securities arbitration. This process takes place primarily through the Financial Industry Regulatory Authority (FINRA), which oversees brokerage firms and their representatives. Unlike a typical courtroom trial, arbitration is a private proceeding before arbitrators who hear evidence and decide whether an investor is entitled to recover losses.
This year, the Practising Law Institute (PLI) is hosting its annual Securities Arbitration 2025 conference. The event brings together FINRA leaders, arbitrators, academics, and attorneys who represent both investors and the financial industry. Meyer Wilson Werning partner Courtney M. Werning has been invited to present at this year’s program, underscoring her reputation as a national leader in securities arbitration. While the program is geared toward attorneys and industry professionals, the issues discussed have direct consequences for investors navigating disputes.
Why Arbitration Matters for Investors
- Arbitration is the forum where most investor disputes are resolved, making it a critical process for recovering financial losses.
- The way arbitrators are trained and guided directly impacts the fairness of outcomes.
- Having experienced advocates like Courtney M. Werning present at national conferences demonstrates that investors have a voice in shaping the system.
Trends in Securities Arbitration That Affect Investors
A key focus of PLI’s conference is exploring new developments in how securities cases are arbitrated and mediated. These changes influence how investor claims are argued and decided. By sharing her insight on these topics, Ms. Werning ensures that the perspective of investors remains central in discussions that often include voices from the brokerage industry.
Key Topics for 2025
- Use of experts: Experts help explain whether a financial advisor’s conduct met industry standards.
- Ethical obligations: Rules guiding attorneys and arbitrators are designed to protect investors’ rights.
- Mediation strategies: New approaches to settlement may create quicker paths to resolution.
- Technology in arbitration: Virtual hearings and digital evidence are becoming the norm.
- Future regulatory trends: Anticipated changes in oversight may alter the protections available to investors.
By presenting alongside FINRA representatives and industry attorneys, Courtney highlights how investor advocates like Meyer Wilson Werning remain at the forefront of these evolving issues.
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The Importance of the Practising Law Institute (PLI)
The Practising Law Institute (PLI) is one of the most respected providers of continuing education in the United States, particularly in highly technical areas like securities law and arbitration. Its conferences bring together top regulators, industry leaders, and seasoned attorneys to shape national conversations about investor protection and financial regulation.
Courtney M. Werning’s invitation to present at this PLI program reflects the recognition she has earned among her peers for her work on behalf of investors. For clients, it also means that Meyer Wilson Werning attorneys are not only up to date on industry developments but are also contributing to the very discussions that shape the future of investor protection.
Why This Matters to Investors
Although the Securities Arbitration 2025 program is not designed for the general public, its impact is significant. Investors rarely see the behind-the-scenes work shaping arbitration, but these conferences help define the rules and processes that determine whether harmed investors recover their losses.
Courtney M. Werning’s role as a speaker at this PLI conference reflects Meyer Wilson Werning’s deep engagement with national conversations on securities arbitration. By actively contributing to these discussions, our firm ensures that we stay ahead of changes that matter most to our clients. If you believe you have suffered losses due to the advice of your financial advisor, our team is prepared to guide you through the arbitration process and fight for your recovery.
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