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Did You Lose Money in an Account Managed by Tony Brookfield?

Meyer Wilson is investigating allegations that Anthony Patrick Brookfield, a California-based securities broker registered with UBS Financial Services, engaged in misconduct that caused his clients to suffer substantial investment losses.

Brookfield and UBS are subjects of a recently-filed customer complaint that was filed with FINRA. The complaint alleges that Brookfield recommended unsuitable investments and made misrepresentations relating to an options overlay strategy. The complaints seeks damages of $7,000,000.

Options trading can be highly risky and therefore is often unsuitable for many investors, especially seniors. If brokers sell unsuitable investments or engage in other misconduct, then they and their employer may be held legally responsible for customers’ losses.

If you feel that Brookfield recommended you unsuitable investments, contact us today for a free consultation to discuss your legal options. Meyer Wilson offers a completely free, no-pressure consultation so that you can learn about your rights to recovery after securities fraud, stockbroker misconduct, or investment fraud. All of our cases are handled on a contingency fee basis, so we don’t get paid for our work unless we’re successful in recovering money on your behalf.

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

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