Call Now For a Free Consultation:
(614) 532-4576
Nationwide Representation

Meyer Wilson Investigating Claims Involving Former Broker Ken Balser

The securities fraud attorneys at Meyer Wilson are currently investigating claims against former Cetera Advisors and LPL Financial broker Ken Balser (CRD# 704053).

Former broker and investment adviser Ken A. Balser (CRD# 704053) was permanently barred by the Financial Industry Regulatory Authority (FINRA) from associating with firms that sell securities to the public or from acting as a broker on December 19, 2016.

FINRA Department of Enforcement began an investigation into Balser’s activities in late 2016 after he allegedly engaged in private securities transactions that violated Cetera Advisors LLC’s policies. As part of that investigation, FINRA requested that he produce information and provide testimony. Balser refused to comply, which resulted in his permanent ban.

Cetera Advisors LLC, based out of Colorado Springs, CO, fired Balser on July 18, 2016 after he violated the firm’s policy by engaging in private securities transactions. He was previously registered with LPL Financial based out of Colorado Springs.

Our securities fraud lawyers at Meyer Wilson are currently investigating claims against former broker and investment adviser Ken Balser. If you lost money investing with him, contact us today by giving us a call at one of our four office locations or fill out our online form to request a free case evaluation. Every case we take on is handled on a contingency fee basis, so you won’t owe any legal fees until we’ve successfully helped you recover your losses. Since we first opened our doors nearly two decades ago, our attorneys have helped approximately 1,000 clients recover hundreds of millions of dollars. Don’t face down this difficult situation without the experienced legal counsel you need to secure the outcome you deserve.

Related Posts:

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

Share This Story
If you found the information provided by this article useful, consider sharing to your social media channels to help others in their search for reliable resources.
Consult with Our Legal Team
There is never a cost associated with a consultation
Atlanta Office

945 East Paces Ferry Road, Suite 2275
Atlanta, GA 30326
Columbus Office

614-224-6000
305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

310-905-8688
2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

216-600-1355
4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

248-817-8214
41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
Quick Links
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
Read More
chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram