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Blog - Page 97

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May 1, 2013

Watch Out for Gold Scams

There are numerous scams out there that involve precious metals, specifically gold. If you are considering investing in gold, you...
May 1, 2013

The Real Dangers of Offshore Investment Scams

Off-Shore Investment Scams Pose Risk to Investors The rise of the Internet has seen a proliferation of offshore investment scams...
May 1, 2013

LPL Financial Investigation | LPL REIT Losses Investigation

Meyer Wilson launched an investigation into the sales practices of LPL Financial, LLC regarding its recommendation of non-traded real estate...
May 1, 2013

Investor Alert: Be Leery of “Bond-like” Investment Products

Investor Alert: Be Leery of “Bond-Like” Investment Products. The Same Investment Product Can't Both be Safe and Make Up Past...
May 1, 2013

City of Victorville, CA and Underwriter Sold Muni Bonds Based on Inflated Property Valuations

The City of Victorville, Calif. and Kinsell, Newcomb & DeDios (KND) are among several defendants to be charged with defrauding...
April 30, 2013

SEC Files First Crowdfunding Complaint

SEC Files Its First Crowdfunding Complaint Earlier this month, the SEC charged Daniel F. Peterson of Spokane Valley, Washington with...
April 29, 2013

PBS Documentary “The Retirement Game” Slams Financial Brokers, Advisers

PBS Documentary Slams Brokers and Advisers for Putting Their Own Interests Ahead of Investors’ Brokers and financial advisers across the...
April 29, 2013

Detroit Money Manager Bluestein Barred From Securities Industry

Detroit Money Manager Frank Bluestein Barred from Securities Industry, Ordered to Pay Millions for Role in May’s Scheme Detroit money...
April 28, 2013

Armitage Sentenced to Prison in Alleged Bay Area Ponzi Scheme

According to a recent article in the Press Democrat, 62-year-old Gary T. Armitage, a former investment advisor and resident of Santa...
April 25, 2013

“Senior Specialist” and Similar Financial Credentials Can Lead to Confusion

CFPB Claims That Senior Designations Are "Confusing" One common way investors evaluate their stockbrokers and advisors for credibility is by...
April 24, 2013

Vermillion, OH Man, Richard A. Zakarian, Charged in Self-Directed IRA and Payroll Retirement Money Investment Scam

Lorain Financial Consultant Charged with Stealing More Than $1M From Clients A Vermilion certified financial planner and self-employed tax preparer...
April 24, 2013

Bay Area Lawsuit Filed in Alleged GLR Growth Fund Ponzi Scheme

In a recent article from the Santa Cruz Sentinel, there was an update related to the alleged GLR Growth Fund Ponzi scheme that...

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