Call Now For a Free Consultation:
(614) 532-4576
Nationwide Representation

Former OneAmerica Broker Brantly Chavis Accused of Misconduct, Meyer Wilson Investigates

Brantly Chavis (CRD# 5577031), formerly a broker with OneAmerica, allegedly converted the funds of a OneAmerica customer as part of an outside business activity he failed to disclose to OneAmerica, according to FINRA. It is against securities industry regulations for a broker to use customer funds for their own purposes, and it is also against regulations for a broker to participate in business activity outside the scope of the firm without first disclosing it to the managing firm and receiving approval from that firm.

Chavis was employed with OneAmerica Securities in Santa Ana, California from June 2009 until November 2012. On November 5, 2012, OneAmerica notified FINRA it was terminating Chavis. In August 2014, OneAmerica filed an amended termination notice, notifying FINRA of a customer complaint against Chavis.

The customer complaint involved allegations of misappropriation. The customer, who at the time was 87 years old, alleged that Chavis misappropriated funds and made unsuitable recommendations for investments in a private company.

Without admitting or denying the findings, Chavis accepted and consented to FINRA’s sanction and entry of findings. He has been permanently barred from the securities industry.

If you invested with former OneAmerica broker Brantly Chavis and you lost money, we invite you to contact the investment loss attorneys at Meyer Wilson today for a free review of your case. Our firm fights to help investors recover losses caused by misconduct.

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

Share This Story
If you found the information provided by this article useful, consider sharing to your social media channels to help others in their search for reliable resources.
Consult with Our Legal Team
There is never a cost associated with a consultation
Atlanta Office

945 East Paces Ferry Road, Suite 2275
Atlanta, GA 30326
Columbus Office

305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
Quick Links
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
Read More
chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram