Private Placement Investment Fraud Lawyer

You may qualify to seek compensation for your losses with help from a private placement investment fraud lawyer from our team at Meyer Wilson if you lose more than $100,000 due to misconduct from a financial advisor, broker, or another professional.

We know what it takes to help investors in your situation. You can rely on an investment fraud lawyer from our team to put you first, helping you navigate the complicated process of securing fair compensation for your losses.

We have over seven decades of combined experience that we can apply to your claim. Reach out now to find out how we can help.

Why Hire a Private Placement Investment Fraud Lawyer?

An attorney can review your situation and help you determine if you qualify to make a claim against a broker, investment advisor, or another professional because they engaged in misconduct involving private placement investments.

Hiring a lawyer can improve your chances of securing fair payment for your losses. You can rely on attorneys from our team to:

Gather Relevant Documents

A winning investment fraud case builds on solid evidence. Documents that can help strengthen your claim include:

• Investment agreements: Copies of the investment agreements outlining the terms and conditions of the private placements can provide crucial insights into the expected returns, risks, and obligations.
• Communication records: Emails, letters, or any written communication with your financial advisor or the party involved in the private placements can serve as evidence of promises or warnings provided.
• Financial statements: Comprehensive financial statements, both before and after the private placements, can help demonstrate the impact of the alleged fraud on your overall financial standing.
• Transaction records: Detailed records of transactions related to the private placements, including purchase and sale confirmations, can provide a timeline of events and highlight any suspicious activities.
• Correspondence with regulatory bodies: Copies of any complaints filed with regulatory bodies, such as the Securities and Exchange Commission (SEC) or FINRA, can demonstrate your proactive efforts to address the alleged fraud.
• Witness statements: Statements from any witnesses who can attest to the circumstances surrounding the private placements and the actions of those involved can strengthen your case.

Investigate What Happened

Leveraging our knowledge of investment laws, Meyer Wilson securities fraud lawyers meticulously examine documents, transactions, and communications to unearth evidence of misconduct.

Our experience allows us to identify red flags, inconsistencies, and breaches of regulatory requirements. Through a thorough investigation, we build a robust case on behalf of our clients.

Advocate on Your Behalf

Drawing on our extensive knowledge of investment laws and regulations, we passionately represent our clients’ interests throughout the legal process. Our law firm prioritizes compassionate legal assistance and practices a client-centered approach.

Our firm uses cutting-edge technology to enhance services, simplify the legal process, and save you time and hassle. Our state-of-the-art digital tools improve efficiency and convenience, streamlining various aspects of our legal services for your benefit.

Assist With Arbitration

A securities fraud lawyer from our team can be a valuable advocate through the FINRA arbitration process. We will help you gather all the necessary evidence and present a compelling case before the panel of experts.

We understand the intricate details of the FINRA process and can help you navigate it. We will properly convey your losses during the arbitration proceedings.

Provide Legal Resources

With seven lawyers and an experienced legal support team, we have the resources to level the playing field against powerful financial firms. In contrast to our competitors, we stand out with the capacity to handle challenging financial fraud cases.

Keep in mind that we can only assist if you face financial losses because of the misconduct of a financial advisor, broker, or another professional in the finance industry.

What to Do if You Lost Money on an Unsuitable Private Placement

Private placements are complicated investment tools that involve selling unregistered securities outside the stock market. Small businesses often issue these securities to raise capital.

If you lost money after an unsuitable private placement, you could take legal recourse against the negligent broker. An experienced securities lawyer will determine if the at-fault party respected regulatory requirements and acted in your best interest. Your attorney will review your options for financial recovery and guide you through the process.

You Will Likely Go Through FINRA Arbitration

The vast majority of investment fraud cases go through an alternative dispute resolution method, such as arbitration. The Financial Industry Regulatory Authority (FINRA) offers a platform for victims to seek justice and recover their losses.

FINRA arbitration is a forum where investors and financial professionals can resolve disputes outside of court. It offers a more practical and cost-effective alternative to traditional litigation.

What Is a Private Placement?

A private placement is a non-public offering used to raise capital. Non-public offerings are exempted under Regulation D of the Securities Act from SEC registration. These investments are often sold to “accredited investors” by various broker-dealers.

Private placement investments are generally illiquid assets, meaning you cannot readily sell them or trade them on the open market. Private placements are typically promissory notes, LLCs, or Limited Partnerships. 

What Are Potential Problems with Private Placements?

Several issues can arise with private placements suggested by investment professionals. For example:

• They may lack transparency and liquidity.
• The investments can be hard to understand.
• Regulatory oversight may be slim for private placements.
• There’s a risk of investment fraud.

These risks put private placement investments in the hot seat. In fact, some people consider the sales of private placements an indication of brokers gone bad. It’s essential to consider all of these risks when making an informed investment decision. 

What Can I Do if I’ve Lost Money on an Unsuitable Private Placement?

Private placements are complicated investment tools involving sales of unregistered securities that operate outside of the stock market. Small businesses often issue these securities as a method of raising capital. 

If you lost money investing in a private placement at the recommendation of a financial professional, it is in your best interest to talk to an experienced private placement investment fraud attorney.

Talk to Us About Misconduct Involving Private Placements

A private placement investment fraud lawyer can help if a broker, investment advisor, or another financial professional costs you money through misconduct. Meyer Wilson sees these types of claims often, and we offer a free, no-pressure consultation so you can learn about your rights to recovery.

The sooner you take action, the higher your chances of a successful outcome. Contact us today if you would like to get started with a free consultation!