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Former PFS Investments Broker Daniel Winger Consents to Findings of Client Theft

Former PFS Investment broker Daniel Winger was recently barred by the FINRA over allegations that he misused customer funds.

Winger consented to findings that he converted elderly client funds for his own personal use. According to the allegations, Winger received checks from an elderly client totaling an estimated $100,000. The checks were made payable to Dan Winger and Associates. The client was led to believe the checks would be used for her benefit and would go towards paying taxes and commissions in her brokerage account. Unfortunately for the elderly client, FINRA found that Winger endorsed the checks and deposited the money into his own personal bank account. He then used the funds for his own benefit. As a result of his misconduct, Winger was discharged from PFS Investments in August and barred from working as a broker or otherwise associating with a broker-dealer firm, according to his BrokerCheck report.

Winger worked in the securities industry for 31 years as a registered broker with PFS Investments. Although he is no longer associated with PFS Investments, the firm was responsible for supervising him during the course of his employment. The firm's failure to adequately supervise Winger could make PFS Investments liable for any damages resulting from Winger's misconduct.

Did You Suffer Financial Losses While Investing With Daniel Winger?

If you lost money while investing with Daniel Winger, Meyer Wilson would like to speak with you. Our investment loss attorneys represent investors in FINRA arbitration proceedings in all 50 states. Since we accept cases on a contingency basis, our team doesn't get paid unless you collect money. Give our office a call today at (614) 532-4576 for a free consultation. You may be able to recoup your losses.

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The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

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