Call Now For a Free Consultation:
(614) 502-6165

Jerry McCutchen Barred by FINRA

Meyer Wilson’s securities fraud attorneys have been investigating claims against Jerry D. McCutchen Sr. (CRD# 1076678), a formerly a broker at Berthel, Fisher & Company Financial Services, Inc. since mid-August.

Since our previous report on former broker Jerry D. McCutchen Sr. (CRD# 1076678), the Financial Industry Regulatory Authority (FINRA) has barred him from acting as an investment adviser or broker, or from associating with any firm that sells securities to the public.

McCutchen failed to appear of provide testimony on the record to FINRA by the regulatory authority’s deadline, thereby violating FINRA rules 2010 and 8210. He sent an email acknowledging that he received the request, and by declining to provide the required testimony, consented to being barred from associating with any FINRA member firm.

For more information on other brokers the investor fraud attorneys at Meyer Wilson are investigating, visit our Investment Fraud Law Blog, and if you have lost money investing with this former Berthel, Fisher & Company Financial Services broker, contact us today and tell us more about your case by filling out our online form. We handle every case on a contingency fee basis, which means that you won’t owe us any legal fees until we help you recover the money you lost.

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

Share This Story
If you found the information provided by this article useful, consider sharing to your social media channels to help others in their search for reliable resources.
Consult with Our Legal Team
There is never a cost associated with a consultation
Columbus Office

614-224-6000
305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

310-905-8688
2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

216-600-1355
4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

248-817-8214
41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
Quick Links
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
Read More
chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram