The securities fraud attorneys at Meyer Wilson are currently investigating claims against former Sterne Agee broker Dean Mustaphalli (CRD# 2792038).
Former Sterne Agee Financial Services, Inc. broker Dean S. Mustaphalli (CRD# 2792038) has been the subject of 16 customer disputes and a regulatory action from FINRA that resulted in a two-year suspension.
Mustaphalli was a Sterne Agee broker out of Forest Hills, NY from December 2009 to September 2011. According to the FINRA Department of Enforcement, Mustaphalli formed and managed a hedge fund without obtaining approval from his brokerage firm. He also allegedly sold limited partnership interests in the hedge fund to brokerage firm clients.
In addition to the FINRA action, Mustaphalli has also been the subject of 16 customer disputes between 2001 and 2015.
If you lost money investing with former Sterne Agee Financial Services, Inc. broker and investment adviser Dean Mustaphalli, contact our investment fraud attorneys at Meyer Wilson today. We handle all cases on a contingency fee basis, so you won’t we us any legal fees until we successfully help you recover the money you lost. Since we first opened our doors nearly 20 years ago, we have successfully recovered hundreds of millions of dollars in verdicts and settlements for our clients, and we’re committed to continuing that record of success for as long as we’re needed. Contact us today by giving us a call at one of our four locations to speak with a member of our firm, or fill out our online form to request a free case evaluation today.