Call Now For a Free Consultation:
(614) 532-4576
Nationwide Representation

Meyer Wilson Investigating Claims Against Dean Mustaphalli

The securities fraud attorneys at Meyer Wilson are currently investigating claims against former Sterne Agee broker Dean Mustaphalli (CRD# 2792038).

Former Sterne Agee Financial Services, Inc. broker Dean S. Mustaphalli (CRD# 2792038) has been the subject of 16 customer disputes and a regulatory action from FINRA that resulted in a two-year suspension.

Mustaphalli was a Sterne Agee broker out of Forest Hills, NY from December 2009 to September 2011. According to the FINRA Department of Enforcement, Mustaphalli formed and managed a hedge fund without obtaining approval from his brokerage firm. He also allegedly sold limited partnership interests in the hedge fund to brokerage firm clients.

In addition to the FINRA action, Mustaphalli has also been the subject of 16 customer disputes between 2001 and 2015.

If you lost money investing with former Sterne Agee Financial Services, Inc. broker and investment adviser Dean Mustaphalli, contact our investment fraud attorneys at Meyer Wilson today. We handle all cases on a contingency fee basis, so you won’t we us any legal fees until we successfully help you recover the money you lost. Since we first opened our doors nearly 20 years ago, we have successfully recovered hundreds of millions of dollars in verdicts and settlements for our clients, and we’re committed to continuing that record of success for as long as we’re needed. Contact us today by giving us a call at one of our four locations to speak with a member of our firm, or fill out our online form to request a free case evaluation today.

Related Posts:

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

Share This Story
If you found the information provided by this article useful, consider sharing to your social media channels to help others in their search for reliable resources.
Consult with Our Legal Team
There is never a cost associated with a consultation
Atlanta Office

945 East Paces Ferry Road, Suite 2275
Atlanta, GA 30326
Columbus Office

614-224-6000
305 W. Nationwide Blvd
Columbus, OH 43215
Meyer Wilson
New Orleans Office

900 Camp Street 
Suite 337
New Orleans, LA 70130
Los Angeles Office

310-905-8688
2029 Century Park East,
Suite 400N
Los Angeles, CA 90067
Cleveland Office

216-600-1355
4781 Richmond Rd.
Suite 400
Warrensville Heights, OH 44128
Bloomfield Hills Office

248-817-8214
41000 Woodward Ave.,
Suite 350
Bloomfield Hills, MI 48304
Quick Links
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter. No recipients of content from this site, clients or otherwise, should act or refrain from acting on the basis of any content included in the site without seeking the appropriate legal or other professional advice on the particular facts and circumstances at issue from an attorney licensed in the recipient's state. Read More
The information contained in this Website is provided for informational purposes only, and should not be construed as legal advice on any subject matter.
Read More
chevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram