The securities fraud attorneys at Meyer Wilson are currently investigating claims against former broker Jeffrey H. Howell (CRD# 4561368).
The Financial Industry Regulatory Authority (FINRA) has permanently barred former UBS Financial Services Inc. broker Jeffrey Howell (CRD# 4561368) “from acting as a broker or otherwise associating with firms that sell securities to the public.”
According to Howell’s Letter of Acceptance, Waiver and Consent accepted by FINRA, Howell’s misconduct began in September of 2008 and continued all the way through November of 2014. During that span, he allegedly created and sent over 300 weekly “Stock Trading Reports” to his customers that greatly overstated the actual value of their account. In order to conceal these inflated values, Howell reportedly altered UBS account statements to match the values included in his reports.
Howell was registered with UBS Financial Services Inc. based out of Chesterfield, Missouri from September of 2002 until November of 2014 when UBS terminated his employment. By signing the FINRA Letter of Acceptance, Waiver and Consent, Howell neither admitted nor denied FINRA’s findings, but consented to its sanctions.
If you lost money investing with former UBS Financial Services Inc. broker Jeffrey Howell, contact the securities fraud attorneys at Meyer Wilson today to discuss your potential claim. We handle every case on a contingency fee basis, so you won’t be charged for any legal fees unless there is a recovery on your behalf. Fill out our online form to begin your free case evaluation with one of our attorneys.