The securities fraud attorneys at Meyer Wilson are currently investigating claims against broker Robert M. Giusti (CRD# 2634528).
According to the Financial Industry Regulatory Authority (FINRA), Wells Fargo Advisors, LLC broker Robert M. Giusti (CRD# 2634528) has been the subject of at least four customer complaints as well as an outstanding judgment/lien filed by his former employer Morgan Stanley Smith Barney (CRD# 149777). Giusti has been registered with Wells Fargo in New York, NY since December 2013.
According to his BrokerCheck report, Giusti has one customer complaint still pending. That complaint, which was received in April 2015, alleges that he gave unsuitable investment recommendations, misrepresented and omitted material facts, and excessively traded between December 2010 and June 2015 while employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD# 7691) in New York, NY. The alleged damages total more than $1.3 million.
The judgment/lien filed by Giusti’s former employer Morgan Stanley in April 2015 totals $1.1 million. The judgment/lien is outstanding.
According to his BrokerCheck report provided by FINRA, Guisti has been the subject of three other customer disputes between April 2001 and January 2012. All three disputes settled for a total of approximately $223,000.
If you lost money investing with Wells Fargo broker Robert Giusti, contact our securities fraud attorneys at Meyer Wilson today. We handle all of our cases on a contingency fee basis, so you won’t need to pay for any fees unless we help you recover your losses. Contact us today for your free consultation.