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NY Broker Michael Fasciglione Faces FINRA Customer Complaints Over Investor Losses

New York-based Broker Michael Fasciglione (CRD# 1806486) has been the subject of a number of customer disputes over alleged losses suffered by investors and various acts of investment misconduct, according to his public BrokerCheck report. FINRA records show Fasciglione is currently registered with Aegis Capital Corp. in Bayside, NY, and was previously registered with National Securities Corporation from 2007 to 2017. 

FINRA records show a total of 15 disclosure events, including two regulatory events and 13 customer disputes, three of which are currently pending. The pending disputes involve allegations filed by clients who allege misconduct concerning real estate and alternative investments.  In addition to these three pending customer disputes, FINRA records show Fasciglione has settled eight customer disputes, totaling over $950,000 in settlements to customers.

Investor Claims: Did You Lose Money Due to Fraud or Misconduct?

If you believe you have suffered losses due to investments with Michael Fasciglione, our securities fraud and misconduct attorneys at Meyer Wilson are available to discuss your matter and potential legal claims .

Call (800) 738-1960 or contact us online to peak with an investment loss attorney. Meyer Wilson is an award-winning law firm representing wronged investors nationwide.

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

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