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Stockbroker Misconduct, Disclosure and Misrepresentation

Among the many duties of stockbroker is the duty to disclose all relevant information about an investment so that you can make appropriate decisions. If a broker chooses to leave out some information or bend the truth, then he or she may be held responsible for your investment losses.

Why is disclosure so important?

You may trust your broker and feel as though any recommendation he or she makes is trustworthy; however, there are fraudsters and unscrupulous people in the industry who take advantage of exactly that impulse. In a perfect world, every broker would carefully explain every investment opportunity to you, explore the risks inherent in that investment, hand over all the information available, and point out any commissions or fees – in other words, he or she would always put your interests first and give you all the information you need to make wise choices.

Unfortunately, we don’t live in a perfect world.

However, brokers are held to very high standards and can be held responsible if their lack of disclosure or misrepresentation if an investment causes you losses. If you believe this has happened to you, or if you need held determining if the losses you suffered were due to stockbroker misconduct, speak with an investment misconduct lawyer as soon as possible to review your case in a completely free, no-pressure legal consultation.

Don’t wait until it’s too late to recover your losses. Speak with our experienced investment misconduct attorneys today if you believe you have suffered investment losses due to the misconduct of your broker or financial advisor. Simply fill out our easy online contact form, or give us a quick call.

As a special bonus offer, we are also offering our Web visitors a completely free copy of our must-read book Five Signs of Investment Fraud …And What to Do if it’s Happened to You. Speak with us today to find out how you can receive your free copy of this useful resource!

The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

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