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SEC Charges John Sterling Myers of Sterling Capital With Fraud, Misappropriation, and Fabricated Returns

When a financial adviser fabricates account statements and quietly moves client money into personal accounts, investors have no way of...

Oklahoma Creates New Cybercrime Unit to Combat AI Scams and Cryptocurrency Fraud

Criminals in Oklahoma have stolen an estimated $150 million from residents through AI-generated scams and cryptocurrency fraud. They do it...

AI and Cryptocurrency Turned the 2026 FIFA World Cup Into the Most Dangerous Fraud Environment Ever Built

The 2026 FIFA World Cup is the most-watched, most-attended, and most financially active sporting event ever staged. It is also,...

Lost Money With a California Broker? Here Is What to Do Before the Deadline

When investors across Los Angeles, San Diego, San Francisco, and Sacramento suffer significant losses in a brokerage account, the first...

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Industry News & Information

August 19, 2026

What the Record Number of FINRA Reg BI Enforcement Actions in 2025 Means for Investors

In 2025, Regulation Best Interest enforcement reached record levels, with FINRA filing 44 formal enforcement actions against brokers and broker-dealers...

August 18, 2026

Did You Lose Money With Emerson Equity?

Investors across the country who purchased GWG Holdings L Bonds through Emerson Equity LLC are facing significant losses after GWG...

August 17, 2026

What Is Overconcentration?

When a single stock, sector, or asset class makes up a disproportionate share of an investment portfolio, the result is...

August 16, 2026

$1.45 Million in Investor Complaints Filed Against WealthForge Securities Broker David Kangas

Multiple pending customer complaints have been filed against David Andrew Kangas of WealthForge Securities, LLC in Richmond, Virginia. The complaints...