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Industry News & Information

December 16, 2024

Rajesh Markan Faces $1.8M in Customer Disputes After FINRA Bar

In early 2024, troubling allegations surfaced concerning financial advisor Rajesh Markan's involvement in fraudulent hedge fund activities, leading to a...

December 15, 2024

Juan Hua Liang Faces $1M FINRA Claim Over GWG Bond Sales

The case of Juan Hua Liang, a Daly City, California-based stockbroker, has recently garnered significant attention from both the public...

December 14, 2024

Tyson Allred: LPL Broker Faces $1.5M Dispute Over Investment Claims

Tyson William Allred, a registered broker and financial advisor with LPL Financial LLC in Portland, Oregon, finds himself at the...

December 13, 2024

Jonathan Barter: $18M Dispute Over Unsuitable Municipal Bonds

A controversy has emerged as Jonathan Barter, a broker at UBS Financial Services, faces serious allegations regarding unsuitable investments by...

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We’ll Get Started With These 3 Simple Steps

Rajesh Markan Faces $1.8M in Customer Disputes After FINRA Bar

Juan Hua Liang Faces $1M FINRA Claim Over GWG Bond Sales

Tyson Allred: LPL Broker Faces $1.5M Dispute Over Investment Claims

Jonathan Barter: $18M Dispute Over Unsuitable Municipal Bonds

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