Investment misconduct can result in serious financial losses. If you’ve been the victim of a financial advisor’s misconduct, an Arizona securities lawyer can help you recover your money.
If you’ve lost more than $100,000 due to the illegal actions of a financial adviser, you may feel worried about how to recover your losses. But you don’t have to pursue justice alone.
Meyer Wilson has recovered over $350,000,000 for our clients. If you’ve suffered losses due to financial misconduct, a securities lawyer serving Surprise can take on your case and help you reclaim your money.
Why Hire a Surprise Securities Lawyer?
Financial misconduct cases can be complex. A securities lawyer can help by:
- Investigating: A securities lawyer can thoroughly investigate your case to identify illegal activity and gather necessary evidence.
- Taking action: A lawyer can initiate legal action against the advisors responsible for the misconduct.
- Representing you: A securities lawyer can advocate on your behalf in arbitration with FINRA.
- Negotiating a settlement: A lawyer can negotiate fair compensation for your losses.
A nationwide securities lawyer can significantly improve your odds of a favorable outcome.
We Have Recovered Over
$350 Million for Our Clients Nationwide.
How Much Does a Securities Lawyer Cost?
The securities lawyers at Meyer Wilson work on a contingency fee basis, meaning your lawyer only gets paid if you win your case. Your lawyer’s fee will be a predetermined percentage of your settlement. You can discuss this figure during your consultation.
Will I Get My Money Back?
Whether you’ll be able to recover your losses will depend on several factors, including the nature of the misconduct and the financial solvency of the parties involved. A securities lawyer can help you:
- Trace and recover funds
- Negotiate a settlement
- Obtain compensation via arbitration
While no outcome is guaranteed, a Surprise securities lawyer can significantly increase your odds of securing fair compensation.
Our lawyers are nationwide leaders in investment fraud cases.
What Is the Average Securities Fraud Settlement?
Securities fraud settlements vary from case to case. The value of your settlement will depend on factors such as:
- The amount of the loss
- The evidence available
- The number of parties involved
A Surprise securities attorney can provide a more precise estimate based on your case.
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What Qualifies as Securities Fraud?
Securities fraud involves deceptive practices that induce investors to make decisions based on false or misleading information. A securities attorney can evaluate your case and help determine whether fraud occurred.
Common Types of Securities Fraud
Securities fraud takes many forms, including:
- Ponzi schemes, or fraudulent investment operations that pay returns to earlier investors with funds from newer investors
- Advisor misconduct, which involves actions like churning (excessive trading) to generate commissions
- Insider trading, or buying or selling securities based on non-public, material information
- Market manipulation, or artificially inflating or deflating stock prices to benefit insiders
What Are Securities?
Securities are financial instruments that represent an ownership position, a creditor relationship, or rights to ownership. Common types of securities include:
- Stocks: equity securities that represent ownership in a company and entitle the holder to a share of the company’s profits
- Bonds: debt securities where investors lend money to an entity in exchange for periodic interest payments and the return of the principal amount at maturity
- Mutual funds: pooled investments managed by professionals that allow investors to diversify their portfolios without directly owning individual securities
- Options: contracts that grant the right to buy or sell an asset at a specific price within a predetermined time frame
What Is Securities Arbitration?
Securities arbitration is a process for resolving disputes between investors and advisors or financial firms. Compared to traditional litigation, arbitration is generally quicker and less expensive. Overseen by the Financial Industry Regulatory Authority (FINRA), arbitration allows for a neutral forum where decisions are binding and enforceable.Â
A securities attorney can prepare your case and advocate for a fair outcome.
How Does Securities Arbitration Work?
Securities arbitration typically involves these steps:
- Filing a claim: The arbitration process begins when the claimant files a statement of claim with FINRA. This document outlines the nature of the dispute, the damages sought, and the parties involved.
- Responding to the claim: The opposing party, known as the respondent, has an opportunity to file a response that addresses the allegations and presents their defense.
- Selecting arbitrators: A panel of one or three neutral arbitrators is chosen to oversee the case. Both parties have a say in the selection process to ensure impartiality.
- Discovery phase: During this phase, both parties exchange documents and evidence relevant to the dispute.
- Hearings: During the arbitration hearings, both parties present their arguments, submit evidence, and may call witnesses to testify.
- Arbitration award: After reviewing the evidence and hearing arguments, the arbitrators issue a binding decision, known as an award. This award resolves the dispute and may include monetary compensation.
What to Do if You’re the Victim of Securities Fraud
If you suspect you’ve been the victim of an advisor’s financial misconduct, take the following steps:
- Consult a lawyer: Contact a securities attorney to discuss your legal options.
- Gather documentation: Collect account statements, emails, and other relevant records.
- Report the misconduct: Per your lawyer’s guidance, notify the appropriate regulatory agencies of the misconduct.
Prompt action can improve your odds of recovering lost funds and holding wrongdoers accountable.
Speak With a Surprise Securities Attorney Today
Securities fraud can have devastating financial consequences. If you believe you’ve been the victim of investment misconduct, a securities attorney serving Surprise can evaluate your case, guide you through the legal process, and fight for the compensation you deserve.Â
Schedule a free consultation today to take the first step toward recovering your losses.
Recovering Losses Caused by Investment Misconduct.