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Meyer Wilson Investigating Potential Investment Misconduct Claims Involving Financial Advisor David Howard Fagenson

Broker David Howard Fagenson has been the subject of multiple customer complaints, eight of which have settled and two of which are pending. According to the Financial Industry Regulatory Authority (FINRA) Public Disclosure, the complaints include allegations of unauthorized trading, misrepresentation, excessive and unsuitable trading, and failure to follow instructions.

Fagenson was fired from UBS Financial Services, Inc. in 2016 for engaging in short-term trading of preferred shares, texting clients, and exercising time and price discretion. He is currently registered at the brokerage firm Newbridge Securities Corporation in Boca Raton, Florida.

If you lost money investing with David H. Fagenson, contact the experienced investment fraud attorneys at the law firm of Meyer Wilson. Since 1999, the law firm of Meyer Wilson has represented clients in securities arbitration and investment-related litigation through the US. For more information about unauthorized trading, contact an investment fraud lawyer at Meyer Wilson at (800) 738-1960 to discuss your case for free.

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The information contained in The Firm’s posts on its blog, fraud alerts, investigations or elsewhere on the site is based upon information obtained from other sources including, but not limited to, news outlets and federal, state, and regulatory agency filings. All suspects and subjects of postings herein are presumed innocent until proven guilty in a court of law or administrative action and any and all crimes are alleged until a court or regulatory agency finds otherwise .

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